18 Investment Compliance Jobs in Sleepy Hollow, NY
-
Senior Trust Officer Midland States Bank - Tarrytown , New York 10591 , United States and operational risk controls in accordance with Bank and regulatory standards. Works with outside legal counsel and other professionals to help establish legal and regulatory compliance in the administration 3 days ago
-
Senior Fund Accountant $10B AUM Quant Hedge Fund - Greenwich, CT, United States , transaction multiples, co-investment, etc. Prepare borrowing notices, compliance reporting and other deliverables to support the funds’ various credit facilities. Assist in the preparation and filing of tax 4 days ago
-
Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States $12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance 20 days ago
-
Loan Operations Analyst Phaxis LLC - Hoboken, New Jersey credit documentation for new investments, amendments, or periodic reviews, ensuring regulatory compliance and operational requirements are met before closing. Coordinate with internal and third-party 3 days ago
- Forum: Start a Discussion Join
-
Tax Manager at Family Office Atlas Search - Stamford, CT, United States experience reviewing tax returns for individuals, partnerships, trusts, and philanthropic entities. This is a new Manager role that reflects significant growth in the volume of investment and foundation 12 days ago
-
Compliance Associate JCW - Stamford, CT, United States , CFTC and NFA. Working on ad-hoc Compliance projects including reviewing marketing materials and responding to AML/KYC requests. Minimum Requirements At least 2 years of compliance experience 14 days ago
-
Acquisition & Strategic Investments Control Manager JPMorgan Chase Bank, N.A. - Jersey City, NJ and acquisitions to collaborate with the business to perform detailed operational risk assessment and control evaluation across Acquisition & Strategic Investments processes and associated supporting functions 10 days ago
-
Finance and Operations Manager Cloudbreak Compliance Group, LLC - White Plains, NY, United States About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group, a leading compliance consulting firm for investment advisers, is seeking to add a full-time Finance and Operations Manager to its 29 days ago
-
Director of Treasury Investment Management Firm - Stamford, CT, United States controls, etc. Manage letters of credit, opening of escrow accounts, and documentation for KYC compliance Requirements: 8+ years of treasury management from an investment firm, bank or financial services 19 days ago
-
Alternatives / Private Markets and Wealth Channel Product Manager, VP BNY Mellon - Jersey City, New Jersey, USA different functions, including Tech orgs, Asset Servicing, Fund Accounting, Custody, Investment Management, Compliance, and end-users Ensure participation from all impacted teams, fostering a collaborative 11 days ago
Top locations
- New York, NY (194)
- Jersey City, NJ (12)
- Stamford, CT (7)
- Parsippany, NJ (7)
- Greenwich, CT (3)
- New Brunswick, NJ (3)
- New Haven, CT (2)
- Maplewood, NJ (2)
- See more