Latest Investment Compliance jobs in New Brunswick, NJ

143 Investment Compliance Jobs in New Brunswick, NJ

Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor Société Générale - , NY, United States Reference: 24000E9H Responsibilities: Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale 4 days ago
AVP Transaction Manager - Global Investment Fund Coda Search│Staffing - New York, NY, United States - quarterbacking documentation and data management. Responsibilities Drive transaction execution, deal compliance, resolutions, and executive approvals. Support Investment/Deal Team; working with Finance, Tax Yesterday
Compliance Associate - Investment Management Ascendo Resources - New York, NY, United States Global Private Markets firm is seeking a Compliance Associate. In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act 16 days ago
Fund Accountant & Fund Accounting Manager 3 Bridge Networks - , NY, United States advisors during audit and tax filing processes. Support investment professionals with financial analysis and reporting requirements. Maintain accurate records of fund activity and ensure compliance 3 days ago
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Head of Treasury The Greene Group - New York, NY, United States compliance. Oversee the management of investment portfolios and debt, providing performance analysis and strategic insights. Implement and maintain treasury management systems and tools specifically designed 3 days ago
Treasury Analyst The Greene Group - New York, NY, United States pooling strategies while managing financial relationships to support project funding. Supervise banking operations, including account maintenance and regulatory compliance. Oversee the management 3 days ago
Trust Compliance and Risk Officer Green Key Resources - New York, NY, United States Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank’s Investment Management Division/Trust Department and compliance with applicable federal 4 days ago
Accounting Manager (Mostly Remote) Robert Half - New York, NY, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 3 days ago
Chief Financial Officer CrimsonXT - , NY, United States recommendations to the CEO and executive team based on financial analysis and projections. Ensure compliance with financial regulations and standards. Implement and maintain robust financial controls and reporting 4 days ago
AVP, Credit Portfolio Management and Trading Alpha Global Search LLC - New York, NY, United States International Asset Management firm is seeking an AVP level professional in their credit investment team who is responsible analyzing each portfolio and executing credit related orders in compliance 4 days ago

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