Latest Investment Compliance jobs in White Plains, NY

140 Investment Compliance Jobs in White Plains, NY

Finance and Operations Manager Cloudbreak Compliance Group, LLC - White Plains, NY, United States About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group, a leading compliance consulting firm for investment advisers, is seeking to add a full-time Finance and Operations Manager to its 29 days ago
Senior Fund Accountant $10B AUM Quant Hedge Fund - Greenwich, CT, United States , transaction multiples, co-investment, etc. Prepare borrowing notices, compliance reporting and other deliverables to support the funds’ various credit facilities. Assist in the preparation and filing of tax 4 days ago
Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor Société Générale - , NY, United States Reference: 24000E9H Responsibilities: Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale 4 days ago
Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States $12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance 20 days ago
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Tax Manager at Family Office Atlas Search - Stamford, CT, United States experience reviewing tax returns for individuals, partnerships, trusts, and philanthropic entities. This is a new Manager role that reflects significant growth in the volume of investment and foundation 12 days ago
Compliance Associate - Investment Management Ascendo Resources - New York, NY, United States Global Private Markets firm is seeking a Compliance Associate. In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act 16 days ago
Compliance Associate JCW - Stamford, CT, United States , CFTC and NFA. Working on ad-hoc Compliance projects including reviewing marketing materials and responding to AML/KYC requests. Minimum Requirements At least 2 years of compliance experience 14 days ago
Fund Accountant & Fund Accounting Manager 3 Bridge Networks - , NY, United States advisors during audit and tax filing processes. Support investment professionals with financial analysis and reporting requirements. Maintain accurate records of fund activity and ensure compliance 3 days ago
Head of Treasury The Greene Group - New York, NY, United States compliance. Oversee the management of investment portfolios and debt, providing performance analysis and strategic insights. Implement and maintain treasury management systems and tools specifically designed 3 days ago
Treasury Analyst The Greene Group - New York, NY, United States pooling strategies while managing financial relationships to support project funding. Supervise banking operations, including account maintenance and regulatory compliance. Oversee the management 3 days ago

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