Latest Investment Compliance jobs - JobisJob United States Mobile

577 Investment Compliance Jobs

Investment Management Compliance Analyst Mission Staffing - New York, NY, United States Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their Global... 6 days ago
Head of Investment Compliance/CCO- $45 Billion Credit Private Equity Firm Atlantic Group - Summit, NJ, United States $45 Billion Growing Private Equity Firm is Seeking a Head of Investment Compliance/CCO *Reporting to the CCO *Oversee 4-5 Senior Compliance Staff *Investment Advisers Act of 1940 and the Investment 11 days ago
Capital Investment NMTC Compliance & Loan Closing Manager Primary Care Development Corporation (PCDC) - New York, NY, United States development lenders and advocates dedicated to catalyzing excellence in primary care to ensure we can meet a client’s needs, regardless of project size. Position Overview The Capital Investment CDFI Compliance 15 days ago
Compliance Officer - Renewables PE Spencer Ogden - New York, NY, United States and oversee all compliance-related matters within our private equity renewables investment portfolio. The Compliance Officer will be responsible for ensuring that our operations and investments adhere 2 days ago
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Senior Compliance Associate TBG | The Bachrach Group - New York, NY, United States Trade Surveillance, Compliance Testing Marketing Review Compliance The ideal candidate will have 5+ years of direct investment management compliance experience at an SEC registered Investment Adviser 2 days ago
Director of Finance Development Bison Oil & Gas IV, LLC - Denver, CO, United States with cross-functional teams to evaluate investment opportunities, mergers, acquisitions, and divestitures. Ensure compliance with regulatory requirements, accounting standards, and internal controls. Lead 2 days ago
Outsourced Chief Compliance Officer (RIAs/BDs/Funds) Vigilant - Chadds Ford, PA, United States Date: April 24, 2024 Primary Location: 223 Wilmington West Chester Pike #216, Chadds Ford, PA 19317 Company: Vigilant Compliance Work Expectation: Remote Client Types: Registered Investment Advisers 2 days ago
Chief Financial Officer Ag Express Electronics Inc - Des Moines, IA, United States and maximize return on investment. Evaluate investment opportunities, including mergers and acquisitions, to drive growth and enhance shareholder value. Financial Reporting and Compliance Ensure accurate 2 days ago
Compliance Officer Amherst - Austin, TX, United States with regulatory expectations and best practices · Monitor compliance with all regulatory requirements and investment guidelines of the firm’s separately managed accounts and mutual funds within the firm’s order 2 days ago
Data Reporting Analyst Atlantic Group - Boston, MA, United States directly with Compliance function to ensure all delivered materials meet disclosure requirements Qualifications: 6-10 years’ experience managing investment operations for performance reporting 2 days ago

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