Latest Investment Compliance jobs in Jersey City, NJ

144 Investment Compliance Jobs in Jersey City, NJ

Acquisition & Strategic Investments Control Manager JPMorgan Chase Bank, N.A. - Jersey City, NJ and acquisitions to collaborate with the business to perform detailed operational risk assessment and control evaluation across Acquisition & Strategic Investments processes and associated supporting functions 10 days ago
Alternatives / Private Markets and Wealth Channel Product Manager, VP BNY Mellon - Jersey City, New Jersey, USA different functions, including Tech orgs, Asset Servicing, Fund Accounting, Custody, Investment Management, Compliance, and end-users Ensure participation from all impacted teams, fostering a collaborative 11 days ago
Relationship Management Director DTCC - Jersey City, New Jersey, USA , recognize & report client behavioral Red Flags, and apply all other applicable compliance related policies and procedures in support of their clients which include investment managers, broker/dealers, IMOs 14 days ago
In House Counsel Jobs California | JDHuntr 60764 Counsel, Investment Funds $200K - $250K, Jersey City, NJ In House Jobs | JDHuntr - Jersey City, NJ providers, and ensuring compliance with relevant laws, regulations, and industry standards. *Draft, review, and/or negotiate organizational documents, investment management and distribution agreements 30 days ago
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Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor Société Générale - , NY, United States Reference: 24000E9H Responsibilities: Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale 4 days ago
Compliance Associate - Investment Management Ascendo Resources - New York, NY, United States Global Private Markets firm is seeking a Compliance Associate. In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act 16 days ago
Fund Accountant & Fund Accounting Manager 3 Bridge Networks - , NY, United States advisors during audit and tax filing processes. Support investment professionals with financial analysis and reporting requirements. Maintain accurate records of fund activity and ensure compliance 3 days ago
Head of Treasury The Greene Group - New York, NY, United States compliance. Oversee the management of investment portfolios and debt, providing performance analysis and strategic insights. Implement and maintain treasury management systems and tools specifically designed 3 days ago
Treasury Analyst The Greene Group - New York, NY, United States pooling strategies while managing financial relationships to support project funding. Supervise banking operations, including account maintenance and regulatory compliance. Oversee the management 3 days ago
Trust Compliance and Risk Officer Green Key Resources - New York, NY, United States Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank’s Investment Management Division/Trust Department and compliance with applicable federal 4 days ago

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