Latest Investment Compliance jobs in Stamford, CT

139 Investment Compliance Jobs in Stamford, CT

Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States $12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance 14 days ago
Venture Capital Senior Associate/VP of Finance Hudson Gate Partners - Stamford, CT, United States in Venture Capital or Private Equity Accounting. Our client is a private equity firm with $500mil AUM. The firm is seeking its first non-investment professional to manage fund accounting, reporting, compliance 6 days ago
Compliance Director (USA) Trexquant Investment - Stamford, Connecticut looking for someone to join our team and become the manager of regulatory compliance for a systematic investment firm (for private funds) with solid foundations, mentoring and guidance from veteran senior 11 days ago
Tax Manager at Family Office Atlas Search - Stamford, CT, United States experience reviewing tax returns for individuals, partnerships, trusts, and philanthropic entities. This is a new Manager role that reflects significant growth in the volume of investment and foundation 6 days ago
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Compliance Associate JCW - Stamford, CT, United States , CFTC and NFA. Working on ad-hoc Compliance projects including reviewing marketing materials and responding to AML/KYC requests. Minimum Requirements At least 2 years of compliance experience 8 days ago
Director of Treasury Investment Management Firm - Stamford, CT, United States controls, etc. Manage letters of credit, opening of escrow accounts, and documentation for KYC compliance Requirements: 8+ years of treasury management from an investment firm, bank or financial services 13 days ago
Compliance Associate - Investment Management Ascendo Resources - New York, NY, United States Global Private Markets firm is seeking a Compliance Associate. In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act 10 days ago
Compliance Professional ABS Global Investments - Greenwich, CT, United States a vibrant ecosystem, we are driven by diligence, curiosity, and the pursuit of excellence. Role: Compliance Professional ABS Global Investments (Greenwich, CT) is looking for an onsite compliance professional 23 days ago
Senior Compliance Officer Cardea Group - New York, NY, United States ; and Monitor ongoing legal and regulatory developments; implement new compliance initiatives as law, compliance and business circumstances evolve. Qualifications: 8-10 years of relevant investment advisory 3 days ago
Senior Vice President of Finance - USA OpusVi - New York, NY, United States ● To work with the CEO to manage fundraising activities, including securing investment, debt financing, and capital structuring to support the company's growth plans. ● Oversee financial reporting processes 3 days ago

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