Latest Investment Compliance jobs in New York - JobisJob United States Mobile

149 Investment Compliance Jobs in New York

Capital Investment NMTC Compliance & Loan Closing Manager Primary Care Development Corporation (PCDC) - New York, NY, United States development lenders and advocates dedicated to catalyzing excellence in primary care to ensure we can meet a client’s needs, regardless of project size. Position Overview The Capital Investment CDFI Compliance 8 days ago
Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor Société Générale - , NY, United States Reference: 24000E9H Responsibilities: Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale 10 days ago
Compliance Associate - Investment Management Ascendo Resources - New York, NY, United States Global Private Markets firm is seeking a Compliance Associate. In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act 22 days ago
Compliance Officer Cardea Group - New York, NY, United States investment adviser or compliance consulting firm, and private equity exposure preferred Strong understanding of the SEC regulatory framework and SEC cyber and disaster recovery best practices as well 6 days ago
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Associate, Operations Catalio Capital Management - New York, NY, United States , monthly closes, reconciliations, and reports, as well as annual tax and audit Collaborate across internal teams, including the finance, compliance, legal, IR, and investment teams Collaborate externally 6 days ago
Fixed Income Product Manager/Trader Ascendo Resources - , NY, United States , handling complex trading situations, and evaluating alternative investments/comparable securities. Execute credit-related orders generated by portfolio managers while ensuring compliance with trading 6 days ago
Vice President Finance Partnership Employment - Hicksville, NY, United States , investments, liquidity, concentration policies and manages compliance with policies. Ensures procedures are in place for all processes and functions. 7 days ago
AVP Transaction Manager - Global Investment Fund Coda Search│Staffing - New York, NY, United States - quarterbacking documentation and data management. Responsibilities Drive transaction execution, deal compliance, resolutions, and executive approvals. Support Investment/Deal Team; working with Finance, Tax 7 days ago
Director - Equities Compliance Advisory JCW - New York, NY, United States A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity sales/trading compliance advisory 7 days ago
Fund Accountant & Fund Accounting Manager 3 Bridge Networks - , NY, United States advisors during audit and tax filing processes. Support investment professionals with financial analysis and reporting requirements. Maintain accurate records of fund activity and ensure compliance 9 days ago

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