Latest Investment Compliance jobs in Maplewood, NJ

147 Investment Compliance Jobs in Maplewood, NJ

Chief Compliance Officer- $75 Billion Alternative Asset Manager Atlantic Group - Maplewood, NJ, United States *Conduct Reviews Made Under Investment Company Act/Advisers Act and SEC Exemptive Reliefs *Streamline & Improve Compliance Workflow *Oversee Tools and Technology to Improve Current Compliance Processes 12 days ago
VP Compliance- $60 Billion Alternative Asset Manager Atlantic Group - Maplewood, NJ, United States Compliance Experience with Strong Regulatory Filing Experience (Form PF, ADV) *Strong Knowledge of Investment Company Act *Background in Compliance Expansion into New Territories & M&A a plus *Strong 19 days ago
Chief Compliance Officer, Registered Investment Advisor - Senior Compliance Advisor Société Générale - , NY, United States Reference: 24000E9H Responsibilities: Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale 4 days ago
AVP Transaction Manager - Global Investment Fund Coda Search│Staffing - New York, NY, United States - quarterbacking documentation and data management. Responsibilities Drive transaction execution, deal compliance, resolutions, and executive approvals. Support Investment/Deal Team; working with Finance, Tax Yesterday
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Compliance Associate - Investment Management Ascendo Resources - New York, NY, United States Global Private Markets firm is seeking a Compliance Associate. In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act 16 days ago
Fund Accountant & Fund Accounting Manager 3 Bridge Networks - , NY, United States advisors during audit and tax filing processes. Support investment professionals with financial analysis and reporting requirements. Maintain accurate records of fund activity and ensure compliance 3 days ago
Head of Treasury The Greene Group - New York, NY, United States compliance. Oversee the management of investment portfolios and debt, providing performance analysis and strategic insights. Implement and maintain treasury management systems and tools specifically designed 3 days ago
Treasury Analyst The Greene Group - New York, NY, United States pooling strategies while managing financial relationships to support project funding. Supervise banking operations, including account maintenance and regulatory compliance. Oversee the management 3 days ago
Trust Compliance and Risk Officer Green Key Resources - New York, NY, United States Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank’s Investment Management Division/Trust Department and compliance with applicable federal 4 days ago
Accounting Manager (Mostly Remote) Robert Half - New York, NY, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 3 days ago

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