Latest Investment Compliance jobs in Piscataway, NJ

146 Investment Compliance Jobs in Piscataway, NJ

Leader, Treasury, Americas American Standard - Piscataway, New Jersey relationships with the LIXIL global treasury team & financial institutions. Oversee forecast cash flow positions, borrowing needs, and funds available for investment. Monitor and manage loan facility profiles 19 days ago
Compliance Associate - Investment Management Ascendo Resources - New York, NY, United States Global Private Markets firm is seeking a Compliance Associate. In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act 10 days ago
Chief Compliance Officer- $75 Billion Alternative Asset Manager Atlantic Group - Maplewood, NJ, United States *Conduct Reviews Made Under Investment Company Act/Advisers Act and SEC Exemptive Reliefs *Streamline & Improve Compliance Workflow *Oversee Tools and Technology to Improve Current Compliance Processes 6 days ago
Financial Advisor, Edison, NJ Santander Holdings USA Inc - Edison, United States Financial Advisor, Edison, NJ Country: United States of America Achieve and exceed both individual and branch related sales and revenue goals as defined on a quarterly basis Maintain compliance Competitive 9 days ago
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Senior Compliance Officer Cardea Group - New York, NY, United States ; and Monitor ongoing legal and regulatory developments; implement new compliance initiatives as law, compliance and business circumstances evolve. Qualifications: 8-10 years of relevant investment advisory 3 days ago
Senior Vice President of Finance - USA OpusVi - New York, NY, United States ● To work with the CEO to manage fundraising activities, including securing investment, debt financing, and capital structuring to support the company's growth plans. ● Oversee financial reporting processes 3 days ago
Sr Accounting Assistant eTeam - New York, NY, United States Management, Investment Management, Compliance, Risk Management, and Finance) globally • Lead meetings with audit teams, including senior staff members and discuss QA observations • Draft detailed QA reports 3 days ago
Compliance Coordinator The Lawt - New York, NY, United States , private investment requests and outside business activities via a compliance software program (StarCompliance). Perform confidential background checks of potential investors and company founder. Assist 3 days ago
Marketing Compliance Analyst ApTask - , NY, United States Salary: $80,000/annually Basic Qualifications knowledge of financial services industry as well as relevant investment banking marketing compliance or regulatory experience Degree or equivalent 3 days ago
Senior Tax Manager - Hedge Fund Larson Maddox - New York, NY, United States to ensure prompt release of K1s and filing of tax returns. Utilizing online tax research software to investigate US and foreign tax compliance matters for investment partnerships and special purpose vehicles 3 days ago

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