Latest Investment Compliance jobs in Philadelphia, PA

17 Investment Compliance Jobs in Philadelphia, PA

Accounting Manager (Mostly Remote) Robert Half - North Philadelphia, PA, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 2 days ago
Senior Compliance Officer Xponance, Inc. - Philadelphia, PA, United States to driving innovation and delivering value to our clients and the broader investment landscape. Opportunity – Senior Compliance Officer Xponance is looking for an ethical, teamwork driven compliance 19 days ago
Financial Economist / Sr. Financial Economist Federal Reserve Bank (FRB) - Philadelphia, PA for our ethics officer if necessary. You should review the Bank's Employee Code of Conduct to ensure compliance with conflict of interest rules and personal investment restrictions. * Background investigations 5 days ago
Compliance Associate Atlantic Group - Philadelphia, PA, United States ) in the execution of the day-to-day compliance functions relating to the investment advisory businesses. Responsibilities: • Monitor and test the Firm’s policies and procedures to determine the adequacy 22 days ago
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Senior Business Analyst- Energy Sector Graphite GTC - Philadelphia, PA, United States insights to guide project prioritization and stakeholder investments. Engage proactively with internal teams, external partners, and regulatory bodies to align project initiatives with business objectives 22 days ago
Defined Contribution Consultant Marsh & McLennan Companies - Philadelphia, PA consulting, investment advisory services, and delegated OCIO services. Conduct plan document/SPD, operational and compliance reviews as needed; demonstrate strategic plan design knowledge of DC retirement 13 days ago
Chief Compliance Officer, Financial & Retirement Services Gallagher - Philadelphia, Pennsylvania and Global Managing Director, Financial and Retirement Services Business Line Leaders, including: Head of Retirement Plan Consulting Head of Investment Consulting Head of Executive Life and Benefits Head 16 days ago
Asset Management Portfolio Analyst Pennrose - Philadelphia, Pennsylvania of the portfolio through periodic site visits Work with other internal departments regarding HUD, LIHTC and RAD programs Read and interpret agreements, loan documents and other compliance related documents 16 days ago
Licensed Trader/Paraplanner Ameriprise Finanical Services, Inc - West Chester, OH, United States documentation of work performed. Ability to understand product solution strategies for the Team Members to suitably address clients’ needs primarily as they relate to cash flow, money distribution and investment 8 days ago
Head of Investment Performance STP Investment Services - West Chester, PA, United States and controls to ensure accurate calculations for investment performance characteristics and to capture returns at security and account level Oversee internal compliance with Global Investment Performance 11 days ago

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