Latest Investment Compliance jobs in Fort Lee, NJ

154 Investment Compliance Jobs in Fort Lee, NJ

Compliance Associate - Investment Management Ascendo Resources - New York, NY, United States Global Private Markets firm is seeking a Compliance Associate. In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act 10 days ago
Senior Compliance Officer Cardea Group - New York, NY, United States ; and Monitor ongoing legal and regulatory developments; implement new compliance initiatives as law, compliance and business circumstances evolve. Qualifications: 8-10 years of relevant investment advisory 3 days ago
Senior Vice President of Finance - USA OpusVi - New York, NY, United States ● To work with the CEO to manage fundraising activities, including securing investment, debt financing, and capital structuring to support the company's growth plans. ● Oversee financial reporting processes 3 days ago
Sr Accounting Assistant eTeam - New York, NY, United States Management, Investment Management, Compliance, Risk Management, and Finance) globally • Lead meetings with audit teams, including senior staff members and discuss QA observations • Draft detailed QA reports 3 days ago
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Compliance Coordinator The Lawt - New York, NY, United States , private investment requests and outside business activities via a compliance software program (StarCompliance). Perform confidential background checks of potential investors and company founder. Assist 3 days ago
Marketing Compliance Analyst ApTask - , NY, United States Salary: $80,000/annually Basic Qualifications knowledge of financial services industry as well as relevant investment banking marketing compliance or regulatory experience Degree or equivalent 3 days ago
Senior Tax Manager - Hedge Fund Larson Maddox - New York, NY, United States to ensure prompt release of K1s and filing of tax returns. Utilizing online tax research software to investigate US and foreign tax compliance matters for investment partnerships and special purpose vehicles 3 days ago
Head of Treasury The Greene Group - New York, NY, United States compliance. Oversee the management of investment portfolios and debt, providing performance analysis and strategic insights. Implement and maintain treasury management systems and tools specifically designed 3 days ago
Real Asset Investment Operations Assistant - Manhattan, NY Pivotal Solutions - New York, NY, United States , and accuracy. Manage communication materials with third-party managers, administrators, and investors. Confirm compliance requirements are satisfied and resolve issues as needed. Assist with quarterly reporting 3 days ago
Treasury Analyst The Greene Group - New York, NY, United States pooling strategies while managing financial relationships to support project funding. Supervise banking operations, including account maintenance and regulatory compliance. Oversee the management 3 days ago

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