Latest Investment Compliance jobs in Bethpage, NY

10 Investment Compliance Jobs in Bethpage, NY

Vice President Finance Partnership Employment - Hicksville, NY, United States , investments, liquidity, concentration policies and manages compliance with policies. Ensures procedures are in place for all processes and functions. 26 days ago
Senior Fund Accountant $10B AUM Quant Hedge Fund - Greenwich, CT, United States , transaction multiples, co-investment, etc. Prepare borrowing notices, compliance reporting and other deliverables to support the funds’ various credit facilities. Assist in the preparation and filing of tax 4 days ago
Senior Trust Officer Midland States Bank - Tarrytown , New York 10591 , United States and operational risk controls in accordance with Bank and regulatory standards. Works with outside legal counsel and other professionals to help establish legal and regulatory compliance in the administration 3 days ago
Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States $12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance 20 days ago
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Tax Manager at Family Office Atlas Search - Stamford, CT, United States experience reviewing tax returns for individuals, partnerships, trusts, and philanthropic entities. This is a new Manager role that reflects significant growth in the volume of investment and foundation 12 days ago
Compliance Director (USA) Trexquant Investment - Stamford, Connecticut looking for someone to join our team and become the manager of regulatory compliance for a systematic investment firm (for private funds) with solid foundations, mentoring and guidance from veteran senior 17 days ago
Compliance Associate JCW - Stamford, CT, United States , CFTC and NFA. Working on ad-hoc Compliance projects including reviewing marketing materials and responding to AML/KYC requests. Minimum Requirements At least 2 years of compliance experience 14 days ago
Director of Treasury Investment Management Firm - Stamford, CT, United States controls, etc. Manage letters of credit, opening of escrow accounts, and documentation for KYC compliance Requirements: 8+ years of treasury management from an investment firm, bank or financial services 19 days ago
Senior Accountant Pioneer Works - Brooklyn,New York , budget development and analysis, accounts payable and receivable, general ledger, payroll, and accounting for investments. A track record in grants management as it relates to compliance and reporting $125000-150000 k per Yearly 22 days ago
Finance and Operations Manager Cloudbreak Compliance Group, LLC - White Plains, NY, United States About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group, a leading compliance consulting firm for investment advisers, is seeking to add a full-time Finance and Operations Manager to its 29 days ago

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