Latest Compliance Monitoring jobs in Stamford, CT

139 Compliance Monitoring Jobs in Stamford, CT

Compliance Associate JCW - Stamford, CT, United States Responsibilities Reviewing and implementing new Compliance policies and procedures for the firm. Assist with Trade Compliance monitoring. Monitor regulatory changes for the firms main regulators including the SEC 17 days ago
Compliance Director (USA) Trexquant Investment - Stamford, CT and conduct new and existing staff compliance training and disclosure. Use and update compliance systems (such as Complysci) for new users, certifications, trading monitoring and other tasks. Conduct Routine More than 30 days ago
Compliance Professional ABS Global Investments - Greenwich, CT, United States into compliance program. Proactively monitoring activities to ensure compliance with all applicable regulatory filings. Conduct forensic testing. Review marketing material. Coordinate with and supervise relevant 7 days ago
Vice President Compliance Monitoring Coda Search│Staffing - New York, NY, United States Job Description This Vice President – Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working 23 days ago
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Controller Eastridge - White Plains, New York performance. Verify the creditworthiness of new customers and vendors, ensuring risk mitigation and financial stability. Manage quarterly sales tax filings, ensuring compliance with tax regulations. Participate 3 days ago
Prior Authorization Reviewer (Remote within Alabama) Acentra Health - New York, NY, United States Requests for Information (RFIs) for client accounts Perform monitoring tasks of the HID/Client database and notify management of errors and/or problems Maintain compliance with all company policies Yesterday
Governance & Risk Compliance Manager Top Stack - New York, NY, United States . Monitor compliance with cybersecurity regulations and standards relevant to operations and ensure adherence to data protection laws. Implement and manage security monitoring tools and technologies to detect Yesterday
Practice Manager Sound Physicians - Nyack, New York their recredentialing timely and appropriately for the licensing, certificates, and credentials required by Sound and hospital Medical Staff Office. Ensuring compliance with reappointments and monitoring state licenses 3 days ago
Broker Dealer Compliance The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States and Compliance team with various compliance focused tasks, including updates to policies and procedures and monitoring and testing. Qualifications 5-8 years of experience, preferably with both broker dealer Yesterday
Loan Operations Specialist (Syndicated) Blackwood Associates LLC - , NY, United States environment and contribute to the success of our syndicated lending business. Key Responsibilities: Transaction Management: Oversee the end-to-end syndicated loan transaction process, including deal monitoring 3 days ago

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