Latest Compliance Monitoring jobs in Ridgefield, CT

11 Compliance Monitoring Jobs in Ridgefield, CT

AVP, Entity Controller Wilton Re - Norwalk, CT, United States and reconciliations for monthly activity and quarterly close, and the documentation and monitoring of certain relevant internal controls for SOX compliance. Will prepare work papers and assist in the preparation 2 days ago
Compliance Professional ABS Global Investments - Greenwich, CT, United States into compliance program. Proactively monitoring activities to ensure compliance with all applicable regulatory filings. Conduct forensic testing. Review marketing material. Coordinate with and supervise relevant 8 days ago
Controller Eastridge - White Plains, New York performance. Verify the creditworthiness of new customers and vendors, ensuring risk mitigation and financial stability. Manage quarterly sales tax filings, ensuring compliance with tax regulations. Participate 4 days ago
Compliance Associate JCW - Stamford, CT, United States Responsibilities Reviewing and implementing new Compliance policies and procedures for the firm. Assist with Trade Compliance monitoring. Monitor regulatory changes for the firms main regulators including the SEC 18 days ago
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US Head Of Compliance Madison-Davis, LLC - White Plains, NY, United States ). Responsibilities: • Responsible for administering, maintaining, coordinating and monitoring the Bank’s day-to-day compliance with BSA/AML/OFAC/CDD/EDD/KYC/FinCEN/USA Patriot Act, etc. • Responsible for managing 16 days ago
Practice Manager Sound Physicians - Nyack, New York their recredentialing timely and appropriately for the licensing, certificates, and credentials required by Sound and hospital Medical Staff Office. Ensuring compliance with reappointments and monitoring state licenses 4 days ago
Compliance Cure/Extract Supervisor Theraplant - Watertown, CT 06795, USA . JOB RESPONSIBILITIES: Assist the Compliance Director and Compliance Manager in monitoring operations to identify and correct instances of non-compliance and concerns within the Company and conducts regular audits, staff $55000 per year 5 days ago
Compliance Director (USA) Trexquant Investment - Stamford, Connecticut and conduct new and existing staff compliance training and disclosure. Use and update compliance systems (such as Complysci) for new users, certifications, trading monitoring and other tasks. Conduct Routine 25 days ago
SENIOR ANALYST SECURITY COMPLIANCE Montefiore Medical Center - YONKERS, NY, US configuration • Responsible for conducting systems access compliance audits • Conduct frequent compliance report monitoring activities on all systems’ levels of privacy compliance Support the creation More than 30 days ago
UM Compliance Manager Jobot - Greenwich, CT The Compliance Manager is responsible for coordinating and performing all pre-delegation and annual due diligence audits and monitoring of delegated activities to ensure compliance with National Committee $100,000/Year 7 days ago

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