126 Compliance Monitoring Jobs in Stamford, CT - page 2
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Internal Audit-Business Operations - New York-Associate Goldman Sachs - New York, United States the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. The Business Operations team is responsible Competitive 2 days ago
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Senior Compliance Officer Cardea Group - New York, NY, United States their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation and maintenance of the firm’s compliance monitoring 3 days ago
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Financial Surveillance Specialist Phyton Talent Advisors - New York, NY, United States This individual will be joining the Compliance Surveillance team, responsible for monitoring trading in all asset classes to detect trading activity that could adversely affect the firm and its 3 days ago
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Compliance, Private Wealth Management Compliance, Associate / Vice President, New York Goldman Sachs - New York, United States Management Compliance is seeking an Associate/Vice President to join our team and be based out of the New York office. As part of this team, the primary responsibilities will include: Monitoring and conducting Competitive 2 days ago
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Compliance Coordinator The Lawt - New York, NY, United States audits. Reviewing and monitoring AML/KYC alerts to ensure compliance with the Firm’s policies and procedures. Identify areas for improved efficiency and implementing creative solutions. Other 3 days ago
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Swap Compliance Lead Larson Maddox - New York, NY, United States to derivatives, swaps, or commodities products. Experience in trade surveillance, real-time market monitoring, and rule violation investigations. Proficiency in providing compliance guidance to business 3 days ago
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Corporate Treasury, Reg W Bank Controls & Monitoring, Vice President Goldman Sachs - New York, United States and Monitoring Team works very closely with the Corporate Treasury division, various Global Banking and Markets teams, as well as Compliance, Legal and Internal Audit to ensure the Bank is being properly monitored Competitive 2 days ago
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Corporate Banking Quality Control Unit VP Bank of China USA - , NY, United States a large, multifaceted portfolio of commercial loans. · Ensure timely completion of post lending management tasks such as periodic reviews, covenant compliance monitoring, obtaining borrowers’ financial 6 days ago
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Behavioral Health Compliance Manager The Family Center - New York, NY, United States to the Deputy Executive Director of Behavioral Health and Support Services. Primary Responsibilities ·Report monthly on clinics’ compliance with state regulations, including monitoring of improvement in areas 6 days ago
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VP- Market Risk, Corporate & Investment Banking Santander Holdings USA Inc - New York, United States Description: Ensures adherence to the policies and procedures established by the company. Manages policy, standard definition and monitoring of policy, standard implementation, ensuring harmonization Competitive 9 days ago
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