Latest Compliance Monitoring jobs in Brooklyn, NY

142 Compliance Monitoring Jobs in Brooklyn, NY

Vice President Compliance Monitoring Coda Search│Staffing - New York, NY, United States Job Description This Vice President – Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working 23 days ago
Prior Authorization Reviewer (Remote within Alabama) Acentra Health - New York, NY, United States Requests for Information (RFIs) for client accounts Perform monitoring tasks of the HID/Client database and notify management of errors and/or problems Maintain compliance with all company policies Yesterday
R-364319 Senior Product Designer - Open Banking Wells Fargo - New York, NY , Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely USD 84,000.00 - 179,200.00 per year 4 days ago
Governance & Risk Compliance Manager Top Stack - New York, NY, United States . Monitor compliance with cybersecurity regulations and standards relevant to operations and ensure adherence to data protection laws. Implement and manage security monitoring tools and technologies to detect Yesterday
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Broker Dealer Compliance The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States and Compliance team with various compliance focused tasks, including updates to policies and procedures and monitoring and testing. Qualifications 5-8 years of experience, preferably with both broker dealer Yesterday
Vice President - {DB6884512} Deutsche Bank - New York, United States initiatives to transform and modernize monitoring capabilities and services; automating transaction monitoring Oracle Mantas, NICE Actimize, and FIS Prime used for Financial Crimes detection and Compliance Competitive Yesterday
Loan Operations Specialist (Syndicated) Blackwood Associates LLC - , NY, United States environment and contribute to the success of our syndicated lending business. Key Responsibilities: Transaction Management: Oversee the end-to-end syndicated loan transaction process, including deal monitoring 3 days ago
Regulatory Compliance Associate MJ Boyd Consulting - New York, NY, United States Assist the Consumer Compliance Officer & CRA Officer with the formulation; implementation and monitoring of the Consumer Compliance program and related risk to ensure that the bank achieves optimum 4 days ago
JUNIOR EEO INVESTIGATOR AND DEI COORDINATOR City of New York - Manhattan, New York in developing, conducting, and assigning both live and computer-based, EEO/DEI trainings to maintain compliance with the City of New York’s training requirements. Assist with monitoring agency compliance 4 days ago
Business Analyst – Project Portfolio Office - Hedge Fund - New York Mondrian Alpha - , NY, United States rollout projects internally with various departments and externally with brokers, exchanges, and vendors. Offer day-to-day support for operational procedures such as broker data management, compliance 8 days ago

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