Latest Compliance Monitoring jobs in Connecticut

19 Compliance Monitoring Jobs in Connecticut

Director of Compliance Roots Recruiting - , CT, United States the ESG Committee Provide compliance monitoring and testing related to Rule 206(4) Provide situational and ongoing advice to senior management/investment professionals on compliance with laws 4 days ago
Monitoring Specialist Patel Consultants Corporation - Danbury, CT, United States Site Management and Monitoring activities conducted by CRO partners during clinical trial conduct including adherence to ICH-GCP, and regulatory requirements, compliance with SOPs, trial protocol, trial 5 days ago
Quality Review and Audit Analyst, Medicare (Bilingual) - Remote - Cigna Healthcare Cigna - Bloomfield, CT to ensure compliance to CMS and Cigna rules and regulations Responsibilities * Performs monitoring of internal partners, external partners (70+ FDRs with ~1,400 down-lines and ~20,000 agents) * Provides 2 days ago
Compliance Associate JCW - Stamford, CT, United States Responsibilities Reviewing and implementing new Compliance policies and procedures for the firm. Assist with Trade Compliance monitoring. Monitor regulatory changes for the firms main regulators including the SEC 7 days ago
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AVP, Entity Controller Wilton Re - Norwalk, CT, United States and reconciliations for monthly activity and quarterly close, and the documentation and monitoring of certain relevant internal controls for SOX compliance. Will prepare work papers and assist in the preparation 10 days ago
Business Compliance, Senior Manager Remote CVSHealth - Hartford, CT , and communication skills to support, manage and help develop compliance strategies. Responsibilities include monitoring, investigating, training/education, enforcement, reporting, collaborating, and consulting 7 days ago
Associate Financial Advisor FIG Talent Solutions - Hartford, CT, United States · Participate in meetings Monthly: · Review work methods and procedures for possible improvements and efficiencies · Review database to ensure client records are up to date · Maintain strong compliance 13 days ago
Financial Services Compliance Analyst Johnson Brunetti Retirement & Investment Specialists - Wethersfield, CT, United States regular due diligence, and receive regular updates, of the IAR’s service providers, third party money managers and sub-advisors including ensuring compliance with our Information Security and Privacy 16 days ago
Inventory Management Specialist- New England Global Partners - Hartford, Connecticut Job Description: The Inventory Management Specialist drives operational excellence through researching physical inventories, monitoring related programs, corrective actions, training and reports 9 days ago
Information Technology Audit Manager Smith Arnold Partners - , CT, United States and technology functions, incorporating an understanding of technology processes and risk assessment techniques. Leads IT Audits and SOX compliance reviews and performs business monitoring per the audit cycle 18 days ago

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