Latest Compliance Monitoring jobs in Melville, NY

18 Compliance Monitoring Jobs in Melville, NY

Compliance Associate JCW - Stamford, CT, United States Responsibilities Reviewing and implementing new Compliance policies and procedures for the firm. Assist with Trade Compliance monitoring. Monitor regulatory changes for the firms main regulators including the SEC 8 days ago
US Head Of Compliance Madison-Davis, LLC - White Plains, NY, United States ). Responsibilities: • Responsible for administering, maintaining, coordinating and monitoring the Bank’s day-to-day compliance with BSA/AML/OFAC/CDD/EDD/KYC/FinCEN/USA Patriot Act, etc. • Responsible for managing 6 days ago
Compliance Director (USA) Trexquant Investment - Stamford, Connecticut and conduct new and existing staff compliance training and disclosure. Use and update compliance systems (such as Complysci) for new users, certifications, trading monitoring and other tasks. Conduct Routine 11 days ago
AVP, Entity Controller Wilton Re - Norwalk, CT, United States and reconciliations for monthly activity and quarterly close, and the documentation and monitoring of certain relevant internal controls for SOX compliance. Will prepare work papers and assist in the preparation 11 days ago
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Compliance Analyst Cloudbreak Compliance Group, LLC - White Plains, NY, United States , reports, memoranda and other client deliverables Supporting and participating in client engagements including annual compliance program reviews and mock examinations Tracking and monitoring ongoing client 14 days ago
Compliance Analyst Suffolk Credit Union - Medford, NY 11763, USA and personal service so our members have access to the best banking solutions around. And, just as we value our members, we value our employees! As the Compliance Analyst you will be responsible for Monitoring $60 - $75000 per year 12 days ago
Compliance Professional ABS Global Investments - Greenwich, CT, United States into compliance program. Proactively monitoring activities to ensure compliance with all applicable regulatory filings. Conduct forensic testing. Review marketing material. Coordinate with and supervise relevant 23 days ago
Quality Compliance Specialist Thermo Fisher Scientific - Bohemia, New York, United States of America to provide comprehensive technical support and quality assurance oversight to maintain site compliance with GMP standards. Support functions which include, but are not limited to, documentation review More than 30 days ago
BSA & Fraud Analyst Suffolk Credit Union - Medford, NY 11763, USA with fraud protocols to ensure all regulatory expectations are met and fraud losses are minimized as well as supporting all aspects of BSA/AML/OFAC compliance, including transaction monitoring, sanctions $65000.00 - $75000.00 per year More than 30 days ago
PRACTICE MANAGER Montefiore Medical Center - BRONX, NY, US and evaluating assigned areas of responsibility. Continuous monitoring of patient bed assignments. Maintains departments policies and procedures in compliance with all regulatory bodies. Trains staff More than 30 days ago

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