Latest Compliance Monitoring jobs in White Plains, NY

158 Compliance Monitoring Jobs in White Plains, NY

Compliance Analyst Cloudbreak Compliance Group, LLC - White Plains, NY, United States , reports, memoranda and other client deliverables Supporting and participating in client engagements including annual compliance program reviews and mock examinations Tracking and monitoring ongoing client 8 days ago
US Head Of Compliance Madison-Davis, LLC - White Plains, NY, United States ). Responsibilities: • Responsible for administering, maintaining, coordinating and monitoring the Bank’s day-to-day compliance with BSA/AML/OFAC/CDD/EDD/KYC/FinCEN/USA Patriot Act, etc. • Responsible for managing 25 days ago
Practice Manager Sound Physicians - Nyack, New York their recredentialing timely and appropriately for the licensing, certificates, and credentials required by Sound and hospital Medical Staff Office. Ensuring compliance with reappointments and monitoring state licenses 5 days ago
Vice President Compliance Monitoring Coda Search│Staffing - New York, NY, United States Job Description This Vice President – Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working 8 days ago
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Assistant Relationship Manager Partnership Employment - Stamford, CT, United States of new sales and cross-selling opportunities. Reconciles portfolio statements with custodian records to ensure accuracy of internal records. Ensures that compliance to client mandate and portfolio models 8 days ago
Chief Financial Officer Smart IT Frame - Hackensack, New Jersey objectives. Supervising and mentoring assigned accounting/finance team Developing systems and monitoring compliance with the various company/practice agreements Ensuring the practice is compliant Yesterday
Compliance Professional ABS Global Investments - Greenwich, CT, United States into compliance program. Proactively monitoring activities to ensure compliance with all applicable regulatory filings. Conduct forensic testing. Review marketing material. Coordinate with and supervise relevant 17 days ago
AVP, Entity Controller Wilton Re - Norwalk, CT, United States and reconciliations for monthly activity and quarterly close, and the documentation and monitoring of certain relevant internal controls for SOX compliance. Will prepare work papers and assist in the preparation 5 days ago
Compliance Director (USA) Trexquant Investment - Stamford, CT and conduct new and existing staff compliance training and disclosure. Use and update compliance systems (such as Complysci) for new users, certifications, trading monitoring and other tasks. Conduct Routine More than 30 days ago
Senior Compliance Associate (Commercial Bank) Social Capital Resources - New York, NY, United States Conduct annual and periodic compliance monitoring risk reviews for the Bank’s retail and business customers as well as the Bank’s deposit and lending functions. Conduct annual and periodic compliance 4 days ago

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