Latest Compliance Monitoring jobs in New York, NY

125 Compliance Monitoring Jobs in New York, NY

Vice President Compliance Monitoring Coda Search│Staffing - New York, NY, United States Job Description This Vice President – Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working 8 days ago
Operational Risk Analyst / Regulatory Risk & Compliance ( LOCALS ONLY ) --- Remote & Twice a week Onsite Zillion Technologies, Inc. - New York, NY, United States for external examination preparation and ad hoc projects. Administer and oversee the compliance monitoring platform and data entry to ensure adherence with regulatory government agencies requirements. Monitor Yesterday
Compliance, Transaction Banking - Transaction Monitoring, Associate Goldman Sachs - New York, United States Bank activities include the acceptance of client, customer and brokered deposits; the origination of bank loans and mortgage loans... Competitive 14 days ago
Compliance Analyst Private Equity Firm - New York, NY, United States standards. Responsibilities: Support the Compliance Officer in the daily management and monitoring of the compliance program Administer and maintain the firm’s Code of Ethics, managing personal trading 2 days ago
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Associate, Compliance - New York Maybank - , NY, United States notification by FinCEN. Prepare and e-file Suspicious Activity reports to the relevant regulatory authority upon Head of Compliance request. Upon notification from Group Compliance, as and when they update 2 days ago
Senior Manager, Markets Compliance Officer Scotiabank - New York City, NY, US and impact of laws and regulations for specific securities sales and trading businesses, and evaluate the impact of controls to address ongoing compliance. Participate in the review of monitoring More than 30 days ago
Compliance Officer - Renewables PE Spencer Ogden - New York, NY, United States , and licenses in the renewable energy sector. Develop and implement compliance policies and procedures tailored to the unique risks and regulatory landscape of renewable energy investments. Provide compliance 2 days ago
Compliance Analyst Tandym Group - New York, NY, United States staff to support the firm's business units Designing and reviewing automated compliance monitoring reports Ensuring adherence to compliance policies Working on long-term projects to maintain the firm's 4 days ago
Asset Protection Agent Full-Time Designer Brands (DSW, Camuto Group) - New York, NY, US General Summary: The Asset Protection Agent is responsible for protecting the assets of DSW, helping to maintain a safe business environment and monitoring and enforcing associate compliance 2 days ago
Project Finance Manager LVI Associates - New York, NY, United States project financing. Taking ownership of "policing development" by closely monitoring project expenditures and ensuring compliance with financial guidelines. Developing and maintaining complex financial 4 days ago

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