Latest Compliance Monitoring jobs in Hempstead, NY

133 Compliance Monitoring Jobs in Hempstead, NY

Vice President Compliance Monitoring Coda Search│Staffing - New York, NY, United States Job Description This Vice President – Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working 13 days ago
Senior Compliance Officer Cardea Group - New York, NY, United States their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation and maintenance of the firm’s compliance monitoring 2 days ago
Compliance Officer S&P Global - New York, United States for supporting the implementation and monitoring of the Compliance Program primarily for S&P Global Ratings in North America. The role involves a range of activities, including assisting in providing a Compliance Competitive Yesterday
Financial Surveillance Specialist Phyton Talent Advisors - New York, NY, United States This individual will be joining the Compliance Surveillance team, responsible for monitoring trading in all asset classes to detect trading activity that could adversely affect the firm and its 2 days ago
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Compliance Coordinator The Lawt - New York, NY, United States audits. Reviewing and monitoring AML/KYC alerts to ensure compliance with the Firm’s policies and procedures. Identify areas for improved efficiency and implementing creative solutions. Other 2 days ago
Compliance, Swap Dealer Compliance-VCP, Associate, New York Goldman Sachs - New York, United States businesses a plus Assist with the monitoring, and testing of compliance programs Strong interpersonal skills and the ability to manage processes and drive change and accountability with key internal Competitive Yesterday
Swap Compliance Lead Larson Maddox - New York, NY, United States to derivatives, swaps, or commodities products. Experience in trade surveillance, real-time market monitoring, and rule violation investigations. Proficiency in providing compliance guidance to business 2 days ago
Corporate Banking Quality Control Unit VP Bank of China USA - , NY, United States a large, multifaceted portfolio of commercial loans. · Ensure timely completion of post lending management tasks such as periodic reviews, covenant compliance monitoring, obtaining borrowers’ financial 5 days ago
Internal Audit-Business Operations - New York-Associate Goldman Sachs - New York, United States the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. The Business Operations team is responsible Competitive Yesterday
Behavioral Health Compliance Manager The Family Center - New York, NY, United States to the Deputy Executive Director of Behavioral Health and Support Services. Primary Responsibilities ·Report monthly on clinics’ compliance with state regulations, including monitoring of improvement in areas 5 days ago

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