Latest Investment Compliance jobs in Melville, NY

11 Investment Compliance Jobs in Melville, NY

Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States $12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance 14 days ago
Vice President Finance Partnership Employment - Hicksville, NY, United States , investments, liquidity, concentration policies and manages compliance with policies. Ensures procedures are in place for all processes and functions. 20 days ago
Compliance Director (USA) Trexquant Investment - Stamford, Connecticut looking for someone to join our team and become the manager of regulatory compliance for a systematic investment firm (for private funds) with solid foundations, mentoring and guidance from veteran senior 11 days ago
Venture Capital Senior Associate/VP of Finance Hudson Gate Partners - Stamford, CT, United States in Venture Capital or Private Equity Accounting. Our client is a private equity firm with $500mil AUM. The firm is seeking its first non-investment professional to manage fund accounting, reporting, compliance 6 days ago
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Tax Manager at Family Office Atlas Search - Stamford, CT, United States experience reviewing tax returns for individuals, partnerships, trusts, and philanthropic entities. This is a new Manager role that reflects significant growth in the volume of investment and foundation 6 days ago
Senior Trust Officer Midland States Bank - Tarrytown , New York 10591 , United States and operational risk controls in accordance with Bank and regulatory standards. Works with outside legal counsel and other professionals to help establish legal and regulatory compliance in the administration 8 days ago
Compliance Associate JCW - Stamford, CT, United States , CFTC and NFA. Working on ad-hoc Compliance projects including reviewing marketing materials and responding to AML/KYC requests. Minimum Requirements At least 2 years of compliance experience 8 days ago
Director of Treasury Investment Management Firm - Stamford, CT, United States controls, etc. Manage letters of credit, opening of escrow accounts, and documentation for KYC compliance Requirements: 8+ years of treasury management from an investment firm, bank or financial services 13 days ago
Director of Finance and Administration Creative Financial Staffing - Westport, CT accounts monthly Manage asset capitalization; depreciation tracking; and temporarily restricted net assets Oversee 1099 filing and compliance Track investment account activity Provide training and support $90,000 - $105,000/Year 9 days ago
Compliance Professional ABS Global Investments - Greenwich, CT, United States a vibrant ecosystem, we are driven by diligence, curiosity, and the pursuit of excellence. Role: Compliance Professional ABS Global Investments (Greenwich, CT) is looking for an onsite compliance professional 23 days ago

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