13 Investment Compliance Jobs in Burlington, NJ
-
Accounting Manager (Mostly Remote) Robert Half - North Philadelphia, PA, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 3 days ago
-
Senior Compliance Officer Xponance, Inc. - Philadelphia, PA, United States to driving innovation and delivering value to our clients and the broader investment landscape. Opportunity – Senior Compliance Officer Xponance is looking for an ethical, teamwork driven compliance 20 days ago
-
Financial Economist / Sr. Financial Economist Federal Reserve Bank (FRB) - Philadelphia, PA for our ethics officer if necessary. You should review the Bank's Employee Code of Conduct to ensure compliance with conflict of interest rules and personal investment restrictions. * Background investigations 6 days ago
-
Compliance Associate Atlantic Group - Philadelphia, PA, United States ) in the execution of the day-to-day compliance functions relating to the investment advisory businesses. Responsibilities: • Monitor and test the Firm’s policies and procedures to determine the adequacy 23 days ago
- Forum: Start a Discussion Join
-
Senior Business Analyst- Energy Sector Graphite GTC - Philadelphia, PA, United States insights to guide project prioritization and stakeholder investments. Engage proactively with internal teams, external partners, and regulatory bodies to align project initiatives with business objectives 23 days ago
-
Accounting Manager- Health Services Project Home - Philadelphia , Pennsylvania 19019 , United States compliance with supporting documentation and accurate recording in the general ledger, including investment activity. Review aging of contract and grant receivables monthly and address collection concerns 3 days ago
-
Wealth Management Advisor Amplius Wealth Advisors - Blue Bell, PA, United States client presentations, reports, and updates. Effectively communicate investment strategies and market updates in a clear and understandable manner. Compliance and Documentation: Ensure all client records 29 days ago
-
Defined Contribution Consultant Marsh & McLennan Companies - Philadelphia, PA consulting, investment advisory services, and delegated OCIO services. Conduct plan document/SPD, operational and compliance reviews as needed; demonstrate strategic plan design knowledge of DC retirement 14 days ago
-
Chief Compliance Officer, Financial & Retirement Services Gallagher - Philadelphia, Pennsylvania and Global Managing Director, Financial and Retirement Services Business Line Leaders, including: Head of Retirement Plan Consulting Head of Investment Consulting Head of Executive Life and Benefits Head 17 days ago
-
Asset Management Portfolio Analyst Pennrose - Philadelphia, Pennsylvania of the portfolio through periodic site visits Work with other internal departments regarding HUD, LIHTC and RAD programs Read and interpret agreements, loan documents and other compliance related documents 17 days ago
Top locations
- New York, NY (194)
- Philadelphia, PA (19)
- Jersey City, NJ (12)
- Conshohocken, PA (6)
- New Brunswick, NJ (3)
- West Chester, PA (3)
- Marlton, NJ (2)
- Maplewood, NJ (2)
- See more