11 Investment Compliance Jobs in Austin, TX
-
Managing Director of Compliance or Chief Compliance Officer Stonecrest Partners - Austin, TX, United States a compliance professional with strong experience working in the broker dealer and investment advisor industries to lead our Compliance Department. The role, whether as Managing Director of Compliance or as Chief 2 days ago
-
9099- Compliance Analyst Interactive Resources - iR - Austin, TX, United States iR has partnered with a client of ours who is looking to add a Talented Compliance Analyst to their team. As a Compliance Analyst for Registered Investment Advisers (RIAs), you will be reporting 2 days ago
-
24-89 - Financial Compliance Executive Assistant (Executive Assi Texas Water Development Board - Austin, TX, US guidance and interpretation on policies and procedures. Knowledge, Skills, and Abilities (KSAs) Knowledge of local, state, and federal laws and regulations relevant to the Financial Compliance Division 19 days ago
-
Vice President Finance StorSuite - Austin, TX, United States preparation and present accurate and timely financial reports to stakeholders, ensuring compliance with accounting standards and regulatory requirements. Cash and Treasury Management: Oversee the company's cash 13 days ago
- Forum: Start a Discussion Join
-
Compliance Officer Amherst - Austin, TX, United States with regulatory expectations and best practices · Monitor compliance with all regulatory requirements and investment guidelines of the firm’s separately managed accounts and mutual funds within the firm’s order 18 days ago
-
Associate, Central Compliance Vista Equity Partners Management - Austin, Texas and procedure updates with the Compliance team and other stakeholders. Qualifications: Bachelor’s Degree Minimum of 3 years of regulatory compliance experience at a registered investment adviser, regulator 20 days ago
-
Chief Financial Officer Texas Permanent School Fund Corporation - Austin, TX, United States . Exceptional analytical, communication, and interpersonal skills. Strong understanding of investment principles, financial markets, and regulatory compliance. Strong ability to communicate effectively across 27 days ago
-
Compliance Officer - Personal Trade Surveillance PIMCO - Austin, United States (e.g., ensuring personal accounts are added to/ removed from an automated broker feed, monthly data uploads) Manage quarterly compliance certification launch, follow-up, and violations process Generate Competitive 26 days ago
-
Senior Accountant StevenDouglas - Austin,Texas and related schedules Responsibilities Reporting to the CFO, this role is responsible for managing issues that impact the organization's tax exemption status, oversees the organization's tax compliance $113000-120000 k per Yearly More than 30 days ago
-
Controller Round Rock, TX Description Under administrative direction, the Controller provides oversight of all core accounting functions and remains current on all reporting standards, investment and banking compliance $85,716.80 - $107,140.80 Annually 12 days ago
Top locations