Latest Investment Compliance jobs in Dallas, TX - JobisJob United States Mobile

16 Investment Compliance Jobs in Dallas, TX

Investment Management Analyst - Compliance and Regulatory Oversight Phyton Talent Advisors - Dallas, TX, United States Our Client, a Global Financial Services Firm, is seeking a Investment Management Analyst - Compliance and Regulatory Oversight in their Dallas, TX location. Responsibilities: Manage multiple client 5 days ago
Portfolio Accountant SNI Financial - Dallas, TX, United States accounting space, with strong interpersonal and communication skills, and a desire to grow within an expanding company. Responsibilities of this role include: Review investment valuations on a monthly basis 3 days ago
Manager - Compliance IQ-EQ - Dallas, Texas Job Description Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s 6 days ago
Treasury Manager Wingstop Restaurants Inc. - Dallas, TX, United States investment portfolio, ensuring compliance with investment policies and achieving optimal returns consistent with the company's risk profile. Prepare and present reports to senior management on treasury 5 days ago
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Account Executive - Retirement Services/401K Advisory Marsh McLennan Agency - Dallas, TX, United States providers, costs, investments, compliance and participant behavior, etc. industry and competitor benchmarking data and analyze plan design in order to develop objective recommendations that best fit 14 days ago
Senior Associate - Compliance IQ-EQ - Dallas, Texas of compliance programs for clients to ensure compliance with federal securities laws, including the Investment Advisers Act of 1940, as amended Conducting forensic testing and verification of internal controls 6 days ago
Wealth Manager Recruiting Pains - Dallas, Texas , and referral generation efforts. Stay abreast of market trends, economic developments, and regulatory changes to provide informed investment advice and strategic recommendations. Maintain compliance 15 days ago
Treasury Analyst Joseph Michaels International - Dallas, TX, US to minimize risk exposure. Investment Management: A Treasury Analyst is responsible for managing the organization's investment portfolio to maximize returns while also ensuring compliance with regulations 28 days ago
Senior Manager - Compliance (Hybrid/Remote) IQ-EQ - Dallas, Texas Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program 25 days ago
Managing Director - Compliance (Hybrid/Remote) IQ-EQ - Dallas, Texas . This hire will join the firm's compliance team in the assessment, development, implementation, and testing of compliance programs for our clients in the alternative and traditional investment sector 25 days ago

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