Latest Investment Compliance jobs in Los Angeles, CA

17 Investment Compliance Jobs in Los Angeles, CA

Director of Finance Descendants Truth & Reconciliation Foundation - , LA, United States to provide accurate and timely financial information to stakeholders. Ensure compliance with financial regulations, reporting requirements, and accounting standards. Manage cash flow, investments, and banking 5 days ago
Financial Advisors Manhattan West - Los Angeles, CA, United States be in compliance with both company policies and regulatory obligations imposed as a registered investment advisor Skills : This role requires a highly motivated, driven and entrepreneurial personality Proven ability 6 days ago
Investment Officer City National Bank - Los Angeles, California specific investment recommendations. Maintain a high degree of investment knowledge as well as a strong understanding of compliance and regulatory issues. Communicate effectively with clients and Bank 5 days ago
Operations Associate / Director Western Standard LLC - Los Angeles, CA, United States . 4. Strong research skills. The ideal candidate would be a professional that is naturally curious about the markets and finance but has a strong desire to add value in an investment firm through 5 days ago
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Private Wealth Advisor GT Investment Management - Los Angeles, CA, United States participation in general Company marketing, branding, business development, technology initiatives, and operational activities. Qualifications 10 Years+ of relevant investment advisory / wealth management 6 days ago
In House Counsel Jobs California | JDHuntr 57528 Senior Counsel, Employee Benefits (Remote USA) In House Jobs | JDHuntr - Los Angeles, CA and investment products offered to employee benefit plans and participants, including analysis of ERISA, tax and regulatory compliance issues. *Advise on plan administration issues, including operational 10 days ago
In House Counsel Jobs California | JDHuntr 57519 Counsel, Employee Benefits and Tax (Remote USA) In House Jobs | JDHuntr - Los Angeles, CA and investment products offered to employee benefit plans and participants, including analysis of ERISA, tax and regulatory compliance issues. *Advise on tax withholding and reporting issues related to employee 12 days ago
Tax/Business Manager - Entertainment CyberCoders - Los Angeles, CA and opportunities for clients in the entertainment, celebrity, and sports industries. Provide strategic advice to clients on financial matters and investments. Manage client relationships and provide excellent 12,000.00 - $200,000.00 22 days ago
In House Counsel Jobs California | JDHuntr 54738 Senior Counsel, Employee Benefits (Remote Anywhere USA) In House Jobs | JDHuntr - Los Angeles, CA services and investment products offered to employee benefit plans and participants, including analysis of ERISA, tax and regulatory compliance issues. *Advise on plan administration issues, including 23 days ago
Finance Manager B Capital Group - Los Angeles, California, USA accruals, and compliance requirements • Assist with global portfolio reporting. Includes working with internal investment and platform team members, external portfolio companies, and overseeing a global 23 days ago

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