12 Investment Compliance Jobs in Charlotte, NC
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Chief Financial Officer Garden City Equity - Charlotte, NC, United States ; Master’s degree preferred CPA Previous CFO and chief compliance officer experience with a SEC-registered investment fund Strong analytical, communication, leadership and organizational skills Entrepreneurial 3 days ago
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Senior Tax Manager - Hedge Fund Larson Maddox - Charlotte, NC, United States to ensure prompt release of K1s and filing of tax returns. Utilizing online tax research software to investigate US and foreign tax compliance matters for investment partnerships and special purpose vehicles 3 days ago
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Compliance & Operations Analyst - Investments TalentBridge - Charlotte, North Carolina Position: Investment Compliance & Operations Analyst Our Client: Join a prestigious asset manager based in Charlotte, NC, with billions under management. Our client boasts over 40 years of success 12 days ago
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Compliance Associate - Private Wealth Legacy Search Advisors - Charlotte, NC, United States Compliance Associate - Private Wealth/Investment Management Charlotte NC - 3 day in office hybrid schedule Attractive compensation package + Excellent benefits Our client is a rapidly growing private 29 days ago
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Associate Fund Accountant TalentBridge - Charlotte, North Carolina statements following GAAP standards. Assist in preparing monthly net asset value reports and supporting documentation for financial audits. Conduct operational due diligence for new GPs and investments 3 days ago
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FP&A Manager TAT Technologies Ltd - Charlotte, North Carolina financial models and analyses to support sales opportunities and strategic initiatives. 7. BIDs and Contracts review and risk assessments including unusual costs, investments needed and legal wording. 8. Lead 5 days ago
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Investment Operations Specialist Horizon Investments - Charlotte, NC 28277, USA services industry, looking for an opportunity to contribute to and grow with a leading investment firm. Key Responsibilities: Facilitate the opening of new investment accounts, ensuring compliance 20 days ago
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Financial Consultant II First Citizens Bank - Charlotte, North Carolina by answering inquiries, making recommendations, and monitoring goals. Utilizes investment proficiency to assist mass affluent individuals in managing their finance. Risk Management - Ensures compliance 14 days ago
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ACCOUNTANT, STAFF SR Compass Group - Charlotte, NC, US Standards (IFRS) Use all available tools to maintain highest degree of internal control possible Liaise with the Field Accounting Contract Team to ensure compliance to contract terms and commitments including More than 30 days ago
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Head of Reinsurance Accounting Equitable - Charlotte, North Carolina, USA relationships with external partners. • Familiarity with Sarbanes-Oxley controls and compliance • Hands on experience with Investment Accounting and profitability analysis • Experience with life reinsurance 26 days ago
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