13 Investment Compliance Jobs in Houston, TX
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Investment Operations Manager Motion Recruitment - Houston, TX, United States related to all of their operational requests Establish strong working relationship with internal teams; Trading, Legal, Compliance, Investment teams, Trust Company, and Operations to help drive client 6 days ago
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Head of Capital Formation King & Sykes - Houston, TX, United States proposition to investors. Due Diligence Support: Assist in the due diligence process for potential investments, including financial analysis, valuation assessments, and risk evaluation. Compliance 5 days ago
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Investment Manager BOK Financial - Houston, TX, US . You will adhere to all established corporate risk & compliance guidelines. You will present to internal & external parties regarding the investment process & capabilities of the company. You will prepare 2 days ago
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Sustainable Banking – Executive Director BBVA - Houston, TX, United States department to establish annual risk policy and limits according to the clients’ needs and the bank’s appetite. Follow and comply with all the Compliance internal processes and requirements Focus 7 days ago
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Director of Financial Planning and Analysis Atlas Oil Company - Houston, TX, United States organizational assets and ensure regulatory compliance. Treasury Operations: Direct treasury operations, encompassing cash positioning, liquidity management, and short-term investment strategies. Debt Portfolio 17 days ago
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Attorney - Investment Funds DLM Professional - Houston, Texas operations. - Handle regulatory and compliance issues relating to investment funds. - Represent fund sponsors around the globe across a broad spectrum of asset classes. - Collaborate with partners and clients 14 days ago
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Chief Financial Officer Finatal - Houston, TX, United States models to assess investment opportunities, pricing strategies, and potential acquisitions. Oversee the timely and accurate preparation of financial statements, ensuring compliance with GAAP and other 21 days ago
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Associate, Compliance Vaughan Nelson Investment Management - Houston, TX, United States and Reporting – monitoring fund compliance with the Investment Company Act of 1940, preparing materials and supporting the requests and requirements of mutual fund Boards for several funds where the firm acts 25 days ago
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Global Structuring Financial Services - Senior Associate PwC - Houston, TX, US : Preferred Knowledge/Skills : Demonstrates thorough knowledge and/or a proven record of success in corporate and/or partnership taxation compliance and consulting within an international taxation environment More than 30 days ago
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Senior Financial Analyst - Real Estate & Trust Northstar Memorial Group, LLC - Houston, TX functions under tight deadlines Support portfolio management and investment reporting, including performance attribution analysis, monthly fact sheet, investment memorandum and compliance package Analyze 4 days ago
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