7 Investment Compliance Jobs in Raleigh, NC
-
Investment Associate Vaco - Raleigh, NC, United States , including legal, compliance, and operations, to ensure smooth execution of investment transactions. Build and maintain relationships with external stakeholders, including clients, investment banks 6 days ago
-
Investment Analyst Vaco - Raleigh, NC, United States and internal stakeholders. Regulatory Compliance: Ensure compliance with regulatory requirements and company policies in all investment activities. Qualifications: Education: Bachelor's degree in finance 9 days ago
-
Compliance Officer I - Investment Advisor (Remote) First Citizens Bank - Raleigh, North Carolina Overview: This position sits as part of the Corporate Compliance group that oversees the compliance program for an SEC registered investment adviser. The position requires knowledge of the Investment 19 days ago
-
Fiscal Analyst GSK - Durham, NC , maintaining working knowledge of which account to use for compliance purposes Perform monthly reconciliations using accounting software (QuickBooks) for two bank accounts and one investment account, ensuring 4 days ago
- Forum: Start a Discussion Join
-
Manager, Finance & Procurement - Site Ca Novo Nordisk - Clayton, NC coverage for all goods & services in compliance with best practice standards Set up contract management process to cover major investment projects Ensure contract storage in proper systems Direct & lead 12 days ago
-
Chief Financial Officer Huff Consulting - Butner, North Carolina and analysis, and treasury. Oversee the preparation of financial statements, reports, and budgets. Monitor and analyze financial performance, trends, and forecasts. Manage cash flow, financing, and investment 22 days ago
-
Controller - Finance, Controller, POC Revenue Recognition CyberCoders - Clayton, NC . Monitor cash flow and investments. Ensure compliance with local, state, and federal laws and regulations. Resolve discrepancies with vendors and customers. Oversee payroll and benefit administration 110,000.00 - $120,000.00 28 days ago
Top locations
- Durham, NC (3)
- Clayton, NC (2)
- Henderson, NC (2)
- Burlington, NC (1)
- Butner, NC (1)
- Cary, NC (1)
- North Carolina (13)
- Wake County (2)