Latest Investment Compliance jobs in Frisco, TX - JobisJob United States Mobile

10 Investment Compliance Jobs in Frisco, TX

Wealth Management Advisor Claire Myers Consulting - Frisco, TX, United States communications and meetings. Client Advocacy: Advocate for clients' interests and proactively address any concerns or questions they may have regarding their financial plans or investment strategies. Compliance 5 days ago
Accounting Manager (Mostly Remote) Robert Half - Garland, TX, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 4 days ago
Mutual Fund Specialist Resolute Investment Managers - Irving, TX 75039, USA Responsibilities Assists with the preparation, review, and filing of registration statements and related documentation for the Funds to ensure accuracy and compliance with regulatory guidelines Collaborates well 13 days ago
Treasury Analyst Ribbon Communications - Plano, TX, United States planning Work with various teams and stakeholders to accomplish objectives Ensure compliance with policies and controls Pro-actively seek out areas to add value Global Cash Management Short term borrowing 13 days ago
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VP Statutory Accounting & Capital Management Empower - Garland, United States . Establish and manage to key business indicators to ensure effective and timely reporting. Stay abreast of financial reporting and regulatory developments related to investment accounting which can impact Competitive 16 days ago
Analyst / Sr. Analyst, Compliance (Broker Dealer) Resolute Investment Managers - Irving, TX 75039, USA Resolute Investment Managers, Inc. Analyst / Sr. Analyst, Compliance (Broker Dealer) Resolute Investment Managers, Inc. ("Resolute ") is a diversified, multi-affiliate asset management platform More than 30 days ago
Senior Compliance Analyst Resolute Investment Managers - Irving, TX 75039, USA Resolute Investment Managers, Inc. Senior Compliance Analyst Resolute Investment Managers, Inc. ("Resolute ") is a diversified, multi-affiliate asset management platform that partners with affiliated More than 30 days ago
PWM, Investment Management Consultant - Westlake, TX Fidelity TalentSource LLC - Westlake, TX Advisory services. This includes guidance on the Financial Markets, Portfolio Construction, Managed Account Capabilities, Wealth and Investment planning integration, Operational support, and Risk/Compliance 15 days ago
Senior Risk Manager - Alternative Investments Controls Fidelity TalentSource LLC - Westlake, TX The Expertise and Skills You Bring Bachelors Degree required 7+ years industry experience, including Audit or other Risk Management activities Understanding of Alternative Investment Products, including 20 days ago
Accounting Manager GPAC - Colleyville, TX , investments, and debt management. • Oversee banking relationships, including bank reconciliations, account management, and negotiation of terms. Accounting Manager - Financial Compliance and Internal Controls $70,000 - $90,000/Year 22 days ago

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