Latest Investment Compliance jobs in Dallas, TX (page 2)

20 Investment Compliance Jobs in Dallas, TX - page 2

Client Relationship Manager Mutual Of America Life Insurance - Irving, Texas, USA of meeting material (plan health reports, investment reviews, plan design, compliance, legislative updates), post-review meeting minutes, plan amendments, fund changes etc.) Coordinate plan support services $65,000 - $85,000 17 days ago
Treasury Analyst Ribbon Communications - Plano, TX, United States planning Work with various teams and stakeholders to accomplish objectives Ensure compliance with policies and controls Pro-actively seek out areas to add value Global Cash Management Short term borrowing 8 days ago
Director/Senior Asset Manager Michael Page - Dallas, TX that maximize the performance of the portfolio. Manages and oversees the portfolio's compliance with the established debt and equity providers, develops and provides reports to the investment principals $120,000 - $150,000/Year 18 days ago
Mutual Fund Specialist Resolute Investment Managers - Irving, TX 75039, USA Responsibilities Assists with the preparation, review, and filing of registration statements and related documentation for the Funds to ensure accuracy and compliance with regulatory guidelines Collaborates well 8 days ago
VP Statutory Accounting & Capital Management Empower - Garland, United States . Establish and manage to key business indicators to ensure effective and timely reporting. Stay abreast of financial reporting and regulatory developments related to investment accounting which can impact Competitive 11 days ago
Analyst / Sr. Analyst, Compliance (Broker Dealer) Resolute Investment Managers - Irving, TX 75039, USA Resolute Investment Managers, Inc. Analyst / Sr. Analyst, Compliance (Broker Dealer) Resolute Investment Managers, Inc. ("Resolute ") is a diversified, multi-affiliate asset management platform More than 30 days ago
Senior Compliance Analyst Resolute Investment Managers - Irving, TX 75039, USA Resolute Investment Managers, Inc. Senior Compliance Analyst Resolute Investment Managers, Inc. ("Resolute ") is a diversified, multi-affiliate asset management platform that partners with affiliated More than 30 days ago
PWM, Investment Management Consultant - Westlake, TX Fidelity TalentSource LLC - Westlake, TX Advisory services. This includes guidance on the Financial Markets, Portfolio Construction, Managed Account Capabilities, Wealth and Investment planning integration, Operational support, and Risk/Compliance 10 days ago
Accounting Manager GPAC - Colleyville, TX , investments, and debt management. • Oversee banking relationships, including bank reconciliations, account management, and negotiation of terms. Accounting Manager - Financial Compliance and Internal Controls $70,000 - $90,000/Year 17 days ago
Senior Risk Manager - Alternative Investments Controls Fidelity TalentSource LLC - Westlake, TX The Expertise and Skills You Bring Bachelors Degree required 7+ years industry experience, including Audit or other Risk Management activities Understanding of Alternative Investment Products, including 15 days ago

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