24 Investment Compliance Jobs in Westlake, TX
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Accounting Manager (Mostly Remote) Robert Half - Fort Worth, TX, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 4 days ago
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Wealth Management Advisor Claire Myers Consulting - Frisco, TX, United States communications and meetings. Client Advocacy: Advocate for clients' interests and proactively address any concerns or questions they may have regarding their financial plans or investment strategies. Compliance 5 days ago
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PWM, Investment Management Consultant - Westlake, TX Fidelity TalentSource LLC - Westlake, TX Advisory services. This includes guidance on the Financial Markets, Portfolio Construction, Managed Account Capabilities, Wealth and Investment planning integration, Operational support, and Risk/Compliance 15 days ago
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VP, Senior BSA Compliance Officer NexBank - Dallas, TX, United States , small businesses, and banks as well as some of the largest institutional clients in the capital markets. Our divisions provide commercial banking, mortgage banking, investment banking and corporate 5 days ago
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Associate Director, Finance Operations OMD USA - Dallas, TX, United States . Leads and orchestrates uncleared campaigns with Investment, BPM and Media Rec teams to ensure timely clearing compliance and payment to our partners. Foster good working relationships and understanding 13 days ago
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Senior Risk Manager - Alternative Investments Controls Fidelity TalentSource LLC - Westlake, TX The Expertise and Skills You Bring Bachelors Degree required 7+ years industry experience, including Audit or other Risk Management activities Understanding of Alternative Investment Products, including 20 days ago
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Tax Director ($120-140K + Bonus) LHH - Fort Worth, TX, United States financial statements multiple business entities Review monthly financial close process to ensure accuracy Advise on tax implications and strategies for the family office's investments and financial decisions 21 days ago
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Compliance Manager - Wealth Management AlTi Tiedemann Global - Dallas, TX, United States compliance-related initiatives Qualifications Bachelor’s degree required Minimum 6 years of financial services compliance experience with an SEC-registered investment adviser or SEC compliance consulting firm 21 days ago
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Managing Director - Compliance (Alternative Assets) IQ-EQ - Dallas, Texas . This hire will join the firm's compliance team in the assessment, development, implementation, and testing of compliance programs for our clients in the alternative and traditional investment sector 3 days ago
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Portfolio Accountant SNI Financial - Dallas, TX, United States accounting space, with strong interpersonal and communication skills, and a desire to grow within an expanding company. Responsibilities of this role include: Review investment valuations on a monthly basis 24 days ago
Top locations
- Dallas, TX (30)
- Fort Worth, TX (11)
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- Irving, TX (3)
- Frisco, TX (2)
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- Carrollton, TX (1)
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