8 Investment Compliance Jobs in Plano, TX
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Compliance Manager-CIP Frisco, TX for assigned employees. Meets with assigned staff to identify and resolve any and all problems. Manages the CIP compliance of developer agreements and creates contract compliance documentation. Oversees monthly $84,324.76 - $130,703.30 Annually 21 days ago
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Vice President Finance Global Atlantic Financial Group - Dallas, TX, United States & investor reporting. Develop quarterly dividend recommendation for Co-Investment Vehicles Expand availability of monthly information and identify and champion initiatives to accelerate the close process 26 days ago
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Wealth Manager Spectrum Financial Group - Dallas, US service, new business and underwriting, advanced sales support, and dedicated compliance resources - A team of seasoned investment and trust specialists to meet your clients’ unique estate planning 28 days ago
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Associate- Compliance (Alternative Assets) IQ-EQ - Dallas, Texas Job Description Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement 27 days ago
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Senior Associate- Compliance (Alternative Assets) IQ-EQ - Dallas, Texas team in the assessment, development, implementation, and testing of compliance programs for our clients in the alternative and traditional investment sector, including private equity, hedge, and venture 27 days ago
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Director of Corporate Finance Keller Executive Search - Dallas, TX budgeting and forecasting processes, evaluate investment opportunities, and ensure compliance with financial regulations. Key responsibilities include: Develop and implement financial strategies to support 250,000 - 270,000 More than 30 days ago
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Director of Corporate Finance Keller Executive Search - Dallas, Texas budgeting and forecasting processes, evaluate investment opportunities, and ensure compliance with financial regulations. Key responsibilities include: Develop and implement financial strategies to support More than 30 days ago
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Marketing Review Analyst, Compliance Resolute Investment Managers - Irving, TX 75039, USA Resolute Investment Managers, Inc. Marketing Review Analyst, Compliance Resolute Investment Managers, Inc. ("Resolute") is a diversified, multi-affiliate asset management platform that partners More than 30 days ago
Top locations
- Dallas, TX (8)
- Fort Worth, TX (4)
- Frisco, TX (1)
- Irving, TX (1)
- Roanoke, TX (1)
- Southlake, TX (1)
- Texas (20)