Latest Compliance Monitoring jobs in Brooklyn, NY (page 2)

137 Compliance Monitoring Jobs in Brooklyn, NY - page 2

Senior Finance Associate Atlantic Group - New York, NY, United States respective processes. Manage the preparation/review of Management Company financial statements and budgeting. Assist with quarterly valuation templates, deal-closing procedures, and portfolio monitoring 5 days ago
Associate/Senior Associate, Infrastructure & Renewable Credit Investments - Reinsurance Brookfield Asset Management, Inc - New York, United States documentation Conducting asset, corporate, and industry research Coordinate execution with internal and external stakeholders (legal, accounting, compliance, ratings, operations, etc. Monitoring new and existing $150,000 - $200,000 4 days ago
Compliance Associate - Investment Management Ascendo Resources - New York, NY, United States Assist with review of deals for compliance with 40 Act restrictions Track deal flow for the funds Assist with the 40 Act compliance monitoring and testing program Participate in reviewing and analyzing 9 days ago
Loan Portfolio Specialist Royal Business Bank - New York, NY, United States portfolio by collecting, analyzing financial and prepare annual loan review to evaluate and ensure the credit maintains its financial covenant. Ongoing monitoring or credit/Covenant Compliance. Manage 10 days ago
Director, Corporate Banking - Real Estate, Gaming & Lodging (REGAL) Scotiabank - New York City, NY, US , credit related activities including review of credit presentations, structuring loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends 5 days ago
Budget Analyst Havas Media Network - New York, NY, United States of the group.Establishing and nurturing strong relationships with the client teams, serving as a liaison between the billing team and client teams.Monitoring and training staff involved in the various billing processes 10 days ago
Compliance Officer (Trading Firm) , NY, United States an industry leading team. The ideal candidate will have: Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is required. Testing & Monitoring Policies & Procedures Code 10 days ago
NA Credit Trading - Product Specialist - Analyst JPMorgan Chase Bank, N.A. - New York, NY and capital costs, knowing optimal modelling and feeding processes + Execution: Insuring risk and P/L are correctly captured on T, partners in other groups (Compliance, Market Risk, Product Control) are alerted 5 days ago
Senior Compliance Officer Global Investment Bank and Broker Dealer - , NY, United States responsibilities include: Developing ongoing policies & procedures & monitoring the Compliance program in accordance with FINRA regulations. Reviewing personal trading activities for all employees in the region 11 days ago
Compliance Associate ASCENDO - , NY, United States and other materials for review by the funds’ board Assist with review of deals for compliance with 40 Act restrictions Track deal flow for the funds Assist with the 40 Act compliance monitoring and testing 12 days ago

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