Latest Investment Compliance jobs in Woodland Hills, CA

14 Investment Compliance Jobs in Woodland Hills, CA

Operations Associate / Director Western Standard LLC - Los Angeles, CA, United States . 4. Strong research skills. The ideal candidate would be a professional that is naturally curious about the markets and finance but has a strong desire to add value in an investment firm through 19 days ago
Financial Advisors Manhattan West - Los Angeles, CA, United States be in compliance with both company policies and regulatory obligations imposed as a registered investment advisor Skills : This role requires a highly motivated, driven and entrepreneurial personality Proven ability 20 days ago
Citizens Private Wealth - Advanced Tax & Estate Planning Advisor Citizens - Los Angeles, United States Clarfeld’s team of CFAs, CPAs, attorneys and CFP®s provide full investment and wealth management services; comprehensive income tax and estate tax planning, structuring, compliance and governmental Competitive 2 days ago
Tax Senior Manager, Alternative Investments BDO Consulting - Los Angeles, California, USA As a team member in our Alternative Investments practice, you will assist in providing tax compliance & consulting services to our Venture Capital, Private Equity, Hedge Fund, and Real Estate clients $146,000 - $200,000 7 days ago
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Tax Manager, Alternative Investments BDO Consulting - Los Angeles, California, USA As a team member in our Alternative Investments practice, you will assist in providing tax compliance & consulting services to our Venture Capital, Private Equity, Hedge Fund, and Real Estate clients $112,000 - $150,000 7 days ago
Defined Contribution Consultant Marsh & McLennan Companies - Los Angeles, CA including plan design consulting, investment advisory services, and delegated OCIO services Conduct plan document/SPD, operational and compliance reviews as needed; demonstrate strategic plan design knowledge USD 80,800.00 - 161,500.00 per year 8 days ago
Investment Officer City National Bank - Los Angeles, California specific investment recommendations. Maintain a high degree of investment knowledge as well as a strong understanding of compliance and regulatory issues. Communicate effectively with clients and Bank 19 days ago
In House Counsel Jobs California | JDHuntr 57528 Senior Counsel, Employee Benefits (Remote USA) In House Jobs | JDHuntr - Los Angeles, CA and investment products offered to employee benefit plans and participants, including analysis of ERISA, tax and regulatory compliance issues. *Advise on plan administration issues, including operational 24 days ago
In House Counsel Jobs California | JDHuntr 57519 Counsel, Employee Benefits and Tax (Remote USA) In House Jobs | JDHuntr - Los Angeles, CA and investment products offered to employee benefit plans and participants, including analysis of ERISA, tax and regulatory compliance issues. *Advise on tax withholding and reporting issues related to employee 26 days ago
Senior Staff Accountant (Nonprofit) Hybrid Los Angeles County Economic Development Corporation - Los Angeles, CA 90071, USA functions, including ensuring timely and accurate processing of invoices and payments. Review, monitor and oversee subsidiary reconciliations, including but not limited to cash/investment accounts $90000 - $105000 per year More than 30 days ago

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