Latest Investment Compliance jobs in Industry, CA

30 Investment Compliance Jobs in Industry, CA

Senior Accountant - Inter-company experience needed! CyberCoders - City Of Industry, CA Perform financial consolidations Prepare monthly and quarterly financial statements Work closely with auditors to ensure compliance with GAAP Prepare and analyze equity investment management information 80,000.00 - $100,000.00 12 days ago
Operations Associate (Financial Services) Manhattan West - Los Angeles, CA, United States documents associated with potential investments and coordinate with our legal and compliance teams Update and maintain capital tables Assist with investor distributions Skills: Must have attention-to-detail 3 days ago
Accounting Manager (Mostly Remote) Robert Half - Los Angeles, CA, United States Perform weekly/monthly cash projections for rolling 15 months, including cash payments for investment hires, M&A and share repurchases. Prepare lender compliance calculations, certifications and related 2 days ago
Senior Accountant (Hybrid) Jobot - City of Industry, CA on short- and long-term financial objectives and policies. Provides financial analysis with an emphasis on capital investments, pricing decisions, and contract negotiations. Ensures compliance with local $90,000 - $120,000/Year 3 days ago
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Chief Financial Officer ScreenFund - Los Angeles, CA, United States with strategic goals. Analyze financial performance and market trends to inform strategic decisions. Financial Operations: Oversee the preparation of financial statements, ensuring accuracy and compliance 5 days ago
Private Wealth Analyst DJM Financial | Northwestern Mutual Private Client Group - Irvine, CA, United States of the firm. May rely on technical experts within the firm to help develop planning recommendations. • Attend approximately 3+ client meetings per week with primary advisor. • Ensuring investment and insurance 5 days ago
Sr. Compliance Analyst - Broker Dealer Investment Advisory City National Bank - Los Angeles, California Overview: SR. COMPLIANCE ANALYST - BROKER DEALER INVESTMENT ADVISORY WHAT IS THE OPPORTUNITY?Colleague is responsible for assisting CNS Branch Manager with daily supervision of Broker Dealer 4 days ago
Chief Financial Officer The Hiring Advisors - Irvine, CA, United States planning and annual action definition, aiming at defining, monitoring and reaching the goals for the company Responsible for the planning and control of the cash flow, financial investments, support 11 days ago
Financial Advisors Manhattan West - Los Angeles, CA, United States be in compliance with both company policies and regulatory obligations imposed as a registered investment advisor Skills : This role requires a highly motivated, driven and entrepreneurial personality Proven ability 25 days ago
Senior Associate - Private Equity and Hedge Fund Accounting (Hybrid) IQ-EQ - Los Angeles, California services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments – portfolio companies, real estate assets 2 days ago

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