Latest Investment Compliance jobs in Torrance, CA

18 Investment Compliance Jobs in Torrance, CA

Experienced Financial Professional New York Life Insurance Company - Anaheim, CA, United States general securities, agent state law, investment advisory licenses, compliance history, production standards, and required training. Requirements are subject to change. 6. Based on 2022 company data 9 days ago
Operations Associate / Director Western Standard LLC - Los Angeles, CA, United States . 4. Strong research skills. The ideal candidate would be a professional that is naturally curious about the markets and finance but has a strong desire to add value in an investment firm through 18 days ago
Citizens Private Wealth - Advanced Tax & Estate Planning Advisor Citizens - Los Angeles, United States Clarfeld’s team of CFAs, CPAs, attorneys and CFP®s provide full investment and wealth management services; comprehensive income tax and estate tax planning, structuring, compliance and governmental Competitive Yesterday
Financial Advisors Manhattan West - Los Angeles, CA, United States be in compliance with both company policies and regulatory obligations imposed as a registered investment advisor Skills : This role requires a highly motivated, driven and entrepreneurial personality Proven ability 19 days ago
Forum: Start a Discussion Join
Code of Ethics Compliance Analyst Ultimate Staffing - Newport Beach, CA, United States and monthly data uploads Contributing to the personal trading system's development life cycle, including testing system changes and providing business sign-off Managing the quarterly compliance certification 18 days ago
Tax Senior Manager, Alternative Investments BDO Consulting - Los Angeles, California, USA As a team member in our Alternative Investments practice, you will assist in providing tax compliance & consulting services to our Venture Capital, Private Equity, Hedge Fund, and Real Estate clients $146,000 - $200,000 6 days ago
Tax Manager, Alternative Investments BDO Consulting - Los Angeles, California, USA As a team member in our Alternative Investments practice, you will assist in providing tax compliance & consulting services to our Venture Capital, Private Equity, Hedge Fund, and Real Estate clients $112,000 - $150,000 6 days ago
Analyst, Investment Guideline Compliance (Newport Beach) PIMCO - Newport Beach, United States & Compliance department managing investment guidelines in PIMCO's proprietary compliance system. The Guidelines Team is responsible for interpreting and implementing client, regulatory, and internal guidelines Competitive 14 days ago
Defined Contribution Consultant Marsh & McLennan Companies - Los Angeles, CA including plan design consulting, investment advisory services, and delegated OCIO services Conduct plan document/SPD, operational and compliance reviews as needed; demonstrate strategic plan design knowledge USD 80,800.00 - 161,500.00 per year 7 days ago
Senior Accountant - Inter-company experience needed! CyberCoders - City Of Industry, CA Perform financial consolidations Prepare monthly and quarterly financial statements Work closely with auditors to ensure compliance with GAAP Prepare and analyze equity investment management information 80,000.00 - $100,000.00 6 days ago

Top locations