Latest Compliance Officer jobs in New York, NY (page 3)

143 Compliance Officer Jobs in New York, NY - page 3

Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates - Vice President Deutsche Bank - New York, United States Job Description: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates Corporate Title Vice President Location New York, NY Overview You will focus salary range for this position in New York City is $125,000 to $203,000 5 days ago
Compliance Analyst - Private Equity Mission Staffing - New York, NY, United States and CDD policies. Monitor changes to AML rules and regulations across designated jurisdictions and assist the Firm’s Compliance Officer, Compliance Manager or Senior Compliance Specialist, and Compliance 5 days ago
General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States to hire a General Counsel/Chief Compliance Officer. As head of the legal and compliance function, the GC will guide the philosophy and strategy of the organization’s legal and regulatory matters and advise 10 days ago
Compliance Programs Sr Officer SVP Citi - New York, United States Compliance Officer and the Senior Leadership team for Banking & International ICRM. Primary responsibilities include the core operational processes in relation to staffing, finance and communications, ensuring $176,720.00 - $265,080.00 6 days ago
Swap Dealer Compliance Associate Phaxis - New York, NY, United States the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology support and risk management to ensure compliance with Firm policies 24 days ago
Chief Risk Officer Arena Investors, LP - , NY, United States a best-in-class risk management function overseeing Arena’s principal lines of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to provide 10 days ago
Compliance Trade Surveillance Mizuho Bank - New York, NY compliance officers and other key stakeholders. Contribute to the implementation of a third-party trade surveillance platform. Assist with the reporting improvement requests and bug remediation requests 6 days ago
Regulatory Compliance Associate MJ Boyd Consulting - New York, NY, United States Assist the Consumer Compliance Officer & CRA Officer with the formulation; implementation and monitoring of the Consumer Compliance program and related risk to ensure that the bank achieves optimum 13 days ago
Director- Equity Capital Markets Compliance Advisor BNP Paribas - New York, NY, United States Business Overview: We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets (“ECM”) business for BNP Paribas in the Americas. The ECM team operates out 17 days ago
Portfolio Compliance Officer, Mercer Investments Marsh McLennan - New York, NY, US for the following position based in the New York or Boston office. Portfolio Compliance Officer, Mercer Investments What can you expect? This position plays a critical role in developing and administering 19 days ago

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