Latest Compliance Officer jobs in New York, NY (page 2)

143 Compliance Officer Jobs in New York, NY - page 2

Compliance Officer-Swap Dealer/Security-Based Swap Dealer Natixis Corporate & Investment Banking - New York, NY, United States Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day 7 days ago
Compliance Officer - Personal Account Dealing and Conflicts of Interest (COI) Analyst - Legal & Compliance Bloomberg - New York, United States of Interest (COI) experience to join the Employee Compliance team in New York, with team members also in London, as a Compliance Officer to support Bloomberg's Personal Account Dealing and COI programs Competitive 6 days ago
Compliance Officer - Renewables PE Spencer Ogden - New York, NY, United States Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance Officer to join our team 14 days ago
Compliance Officer Mashreq - , NY, United States Evaluate, train and motivate branch to enhance their skills and knowledge of Anti Money Laundering, compliance and regulatory matters... 14 days ago
Manager, Markets Compliance Officer Scotiabank - New York City, NY, US Contributes to the overall success of the Equities and Fixed Income, Currencies & Commodities (FICC) sales and trading businesses in... 14 days ago
Compliance Officer - Residential Mortgage/Licensing/Exam Management FirstKey Mortgage, LLC - New York, NY, United States Experience with and knowledge of compliance and regulatory requirements applicable to consumer lending, mortgage banking, consumer... 14 days ago
Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 14 days ago
In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY In House Jobs | JDHuntr - New York, NY In House Counsel Jobs California | JDHuntr 51428 General Counsel, Chief Compliance Officer, New York, NY To apply go to JDHuntr.com *Exercises responsible financial management of the Legal 11 days ago
Chief Compliance Officer Swap Execution Facility BGC Group - New York, NY, United States Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview 14 days ago
VP Compliance Officer - Risk Assessment QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States - Bachelor’s degree in Finance, Business Administration, or a related field. Advanced degrees or relevant certifications would be advantageous... 20 days ago

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