Latest Compliance Officer jobs in New York - JobisJob United States Mobile

127 Compliance Officer Jobs in New York

Senior AFC & Compliance Officer DWS Group - New York, NY, United States Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of pressures – but also a whole lot of opportunity too 3 days ago
Compliance Officer - Renewables PE Spencer Ogden - New York, NY, United States Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance Officer to join our team 8 days ago
Payment Card Industry (PCI) Security Advisor, Principal Associate Capital One - Salisbury, United States . The associate is responsible for conducting internal assessments in partnership with information security officers, application owners, and service owners with PCI-DSS compliance tasks such as evidence 12 days ago
Compliance Officer Mashreq - , NY, United States Ensure compliance to various regulations and guidelines that are issued by local regulatory authorities (including compliance to various... 8 days ago
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Core Compliance Officer Natixis Corporate & Investment Banking - New York, NY, United States of Core Compliance. The Compliance Officer will be primarily responsible for the following: Handle the daily monitoring of FINRA Web CRD including form filings U4, U5, BD and BR Perform registration pre 6 days ago
Trade Compliance Officer Social Capital Resources LLC - New York County, New York Job Title: Trade Compliance Officer Responsibilities: Monitor trading activities to ensure compliance with relevant regulations, laws, and policies work with traders to ensure that all trades 10 days ago
Chief Compliance Officer Lime Trading - New York, NY, United States Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading 6 days ago
Compliance Officer - Residential Mortgage/Licensing/Exam Management FirstKey Mortgage, LLC - New York, NY, United States FirstKey Mortgage, LLC ("FKM") is one of the world’s leading private label securitization and asset management firms. We are a boutique... 8 days ago
Manager, Markets Compliance Officer Scotiabank - New York City, NY, US Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the... 8 days ago
Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 8 days ago

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