Latest Compliance Officer jobs in Greenwich, CT - JobisJob United States Mobile

135 Compliance Officer Jobs in Greenwich, CT

Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) Larson Maddox - Greenwich, CT, United States Compliance Officer / Regulatory Counsel – Regulated Funds (1940 Act) A prestigious Asset Manager focused on income-oriented credit investments is hiring a Compliance Officer / Regulatory Counsel 12 days ago
Junior Attorney (Compliance) Greenwich, CT, United States opportunity to learn from seasoned attorneys. Any compliance related background is beneficial but not required. This attorney will report to the firm’s Chief Compliance Officer. What You’ll Do • Provide 14 days ago
In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT In House Jobs | JDHuntr - Greenwich, CT In House Counsel Jobs | JDHuntr 39170 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Developing and managing the firms compliance testing program, including testing procedures 23 days ago
In House Counsel Jobs | JDHuntr 39166 Compliance Officer, Greenwich, CT In House Jobs | JDHuntr - Greenwich, CT In House Counsel Jobs | JDHuntr 39166 Compliance Officer, Greenwich, CT To apply go to JDHuntr.com Overseeing all compliance aspects of the firms financial advisor platform. Responding to regulatory More than 30 days ago
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Compliance Officer/Regulatory Counsel- $12 Billion Stamford Alternative Asset Manager- Investment/Mutual Fund Compliance Atlantic Group - Stamford, CT, United States $12 Billion Stamford Alternative Asset Manager Seeks a Compliance Officer/Regulatory Counsel *Reporting to the CCO *Oversee Investment Company/Mutual Fund Compliance *Manage the Regulatory Compliance 9 days ago
Risk Compliance Officer - Hybrid in Jersey City or Dallas! Phaxis - Jersey City, NJ, United States Growing Clearing Broker Dealer is seeking a strong surveillance candidate to join their compliance team as a Risk Compliance Officer. Hybrid in *EITHER* Jersey City, NJ or Dallas, TX Qualifications Yesterday
Associate, Compliance Officer GIC Private Limited - New York, US We govern and escalate material regulatory, compliance, reputational risks and incidents to the GIC Board and senior management. We... Yesterday
Chief Compliance Officer (CCO) Talently Recruiting - New York, NY, United States Job Title : Chief Compliance Officer Location : Bronx, NY Skills : Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity : We are a rapidly growing healthcare company 5 days ago
Compliance Officer (Trading Firm) , NY, United States Leading Trading Firm is looking to hire a Compliance Officer in New York City. This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build 6 days ago
Senior Trade Compliance Officer Northrop Grumman - New Malden Clearance Location: New Malden or Cheltenham About Your Opportunity: Northrop Grumman UK Ltd (NGUKL) are seeking a highly motivated Senior Trade Compliance Officer to join our Trade Compliance function based Unspecified 9 days ago

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