111 Compliance Officer Jobs in New York, NY
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Compliance Officer - Renewables PE Spencer Ogden - New York, NY, United States Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance Officer to join our team Yesterday
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Compliance Officer Mashreq - , NY, United States Evaluate, train and motivate branch to enhance their skills and knowledge of Anti Money Laundering, compliance and regulatory matters... Yesterday
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Manager, Markets Compliance Officer Scotiabank - New York City, NY, US Contributes to the overall success of the Equities and Fixed Income, Currencies & Commodities (FICC) sales and trading businesses in... Yesterday
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Compliance Officer The Goodkind Group, LLC - New York, NY, United States General administrative support: Review RFPs, information questionnaires and the like Complete compliance reports for clients as and... Yesterday
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Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO Yesterday
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Compliance Officer Hold Brothers - New York, NY with compliance questions and other needs. Requirements Bachelor’s degree in law, finance, business management or a related field. 3+ years’ proven experience in a compliance officer role and broker/dealer-related 110,000 - 150,000 11 days ago
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Compliance Officer Solomon Page - New York, NY, United States Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align 7 days ago
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Compliance Officer Cardea Group - New York, NY, United States Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business. This new hire will sit 7 days ago
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Research Compliance Officer New York State Psychiatry Institute - New York, NY 10032, USA Job Title: Research Compliance Officer Grade: 37 Salary: $167,905 - $190,003 The Research Foundation for Mental Hygiene is seeking a qualified applicant to fill a full-time Research Compliance $167905 - $190003 per year 10 days ago
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Compliance Officer Apex Systems - New York, NY, United States updated on market regulations and compliance standards. Assist in building out the surveillance officer model and implementing effective monitoring strategies. Review transaction records and conduct audits 7 days ago
Top locations
- Trenton, NJ (12)
- The Bronx, NY (12)
- Brooklyn, NY (11)
- Jersey City, NJ (10)
- Edison, NJ (9)
- Paramus, NJ (8)
- Hauppauge, NY (7)
- White Plains, NY (7)
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