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659 Compliance Officer Jobs

Compliance Officer - Renewables PE Spencer Ogden - New York, NY, United States Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance Officer to join our team 3 days ago
Compliance Officer Mashreq - , NY, United States Support branch operations by providing compliant solutions to regulatory requirements and intervene where necessary to stop a transaction... 3 days ago
Compliance Officer Amherst - Austin, TX, United States The Compliance Officer will assist with the effective implementation and administration of Amherst Capital’s compliance program with an emphasis on initiatives relating to the firm’s mortgage-backed 3 days ago
Compliance Officer Tandym Group - , CA, United States A social services organization in Los Angeles is seeking a Compliance Officer to support their growing team. About the opportunity: Schedule: Monday to Friday Hours: Standard business Setting: office 3 days ago
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Compliance Officer JW Michaels & Co. - Boston, MA, United States Growing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This individual will work as part of a two person team directly with the CCO 3 days ago
Core Compliance Officer Natixis Corporate & Investment Banking - New York, NY, United States of Core Compliance. The Compliance Officer will be primarily responsible for the following: Handle the daily monitoring of FINRA Web CRD including form filings U4, U5, BD and BR Perform registration pre Yesterday
Chief Compliance Officer Lime Trading - New York, NY, United States Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading Yesterday
Compliance Officer - Expert Network Larson Maddox - Chicago, IL, United States We are partnered with a leader in the asset management industry to source a Compliance Officer. The selected candidate will report directly to the Senior Compliance Counsel and collaborate closely Yesterday
Trade Compliance Officers Apex Systems - Charlotte, NC, United States A large bank is hiring for Compliance Officers and looking to do interviews immediately! This role could convert to a direct hire role. Contract Length: Duration: 9 months Charlotte, NC - onsite 3 Yesterday
Compliance Officer The Goodkind Group, LLC - New York, NY, United States Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities transaction... 3 days ago

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