Latest Trade Compliance jobs in New York, NY - JobisJob United States Mobile

65 Trade Compliance Jobs in New York, NY

Trade Surveillance Compliance Analyst - Financial Services East End Resources - New York, NY, United States The candidate must have at least a Bachelor’s degree or equivalent, impeccable professional background, and at least 4 years of relevant... 18 days ago
Compliance Associate Atlantic Group - , NY, United States Compliance: risk, trade surveillance from a Hedge Fund Bank/Investment Management : Contract Negotiations, NDAs Paralegal with FS Clients : experience with negotiating NDAs, vendor agreements [38061] 5 days ago
Trade Compliance Officer Hold Brothers - New York, NY compliance with relevant regulations, laws, and policies Work with traders to ensure that all trades are executed in compliance with regulatory requirements and internal policies Develop and implement policies 110,000 - 150,000 11 days ago
Senior Business Analyst, Regulatory Technology Genpact - , NY, United States required to ensure regulatory compliance. Regulatory obligations covered include Trade and Transaction reporting (Dodd-Frank, EMIR, Mifid2, HKMA, CSA, CAT ) Team is looking for a senior BA for two key 8 days ago
Forum: Start a Discussion Join
Compliance Officer (Trading Firm) , NY, United States of Ethics Licensing & Registrations Cross-Border / International Compliance Marketing Review Trade/Portfolio Compliance Regulatory Inquiries/Affairs A strong academic pedigree from a top university 3 days ago
Compliance Trade Surveillance Mizuho Bank - New York, NY compliance officers and other key stakeholders. Contribute to the implementation of a third-party trade surveillance platform. Assist with the reporting improvement requests and bug remediation requests 5 days ago
Regulatory Operations Associate (Temp to Perm) Cantor Fitzgerald - New York, NY, United States compliance with applicable trade and transaction reporting regulations. Create, modify and review EBS responses related to front office activities. Conduct delegated supervisory tasks and follow up 18 days ago
Senior Control Desk BGC Group - New York, NY, United States transactions including trade error resolution Existing contact with FCM operation and credit/compliance staff Knowledge of various classes of commodity futures including interest rates, commodities, currencies 2 days ago
Senior Compliance Officer - Trade / Export Control - Legal & Compliance Bloomberg - New York, United States to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in U.S Competitive 3 days ago
AVP, Credit Portfolio Management and Trading Alpha Global Search LLC - New York, NY, United States and solutions (index analysis, spread trend monitoring, relative value, trade ideas, difficult to trade situations, alternative investments/comparable securities, New Issue color, etc.) Execute portfolio manager 3 days ago

Top locations