61 Trade Compliance Jobs in New York, NY - page 2
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Trade Support Specialist Northbound Executive Search - New York, NY, United States of responsibilities and will lead various initiatives, including: Conduct reviews of historical trades to ensure adherence to credit compliance regulations and standards. Use data gathering techniques, including 8 days ago
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Business Risk Officer - LATAM - Vice President - New York, NY Citi - New York, United States and Data Services Risk and Control environment, proactively supporting the Treasury and Trade Solutions PDS Head (Business Head") in managing and mitigating operational, compliance and regulatory risks $129,840.00 - $194,760.00 2 days ago
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Senior Business SME Coforge - , NY, United States trade compliance solutions for product enhancements and new initiatives. Evaluate and define business requirements from multiple stakeholders for development and implementation. Take full responsibility 8 days ago
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Compliance Officer-Swap Dealer/Security-Based Swap Dealer Natixis Corporate & Investment Banking - New York, NY, United States coverage of SEC Security-Based Swap Dealer (SBSD) regulation, CFTC Swap Dealer (SD) and NFA regulation, including responsibility for oversight of trade surveillance activity and escalations. The role 6 days ago
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Compliance Programs Sr Officer SVP Citi - New York, United States in industry groups and trade association working groups or other forums as related to the role Additional duties as assigned. Qualifications: Strong understanding of Compliance risk, within the broader context $176,720.00 - $265,080.00 18 days ago
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E-Comm Surveillance Specialist Phyton Talent Advisors - New York, NY, United States compliance program. Essential Duties and Responsibilities: 1. Trade Surveillance: - Review, research, and respond appropriately to alerts identified on the Firm’s trade surveillance platforms. - Assess 8 days ago
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Swap Compliance Lead Larson Maddox - New York, NY, United States to derivatives, swaps, or commodities products. Experience in trade surveillance, real-time market monitoring, and rule violation investigations. Proficiency in providing compliance guidance to business 8 days ago
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Legal, Global Banking and Markets Derivatives Attorney, Vice President Goldman Sachs - New York, United States and Compliance - Help analyze new and proposed rules and ensure that any derivative trades are in compliance with regulatory and capital rules Participation in Industry Groups - Attend industry group meetings Competitive 7 days ago
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Trade Surveillance Lime Trading - New York, NY, United States of that growth. TRADE SURVEILLANCE The Firm is looking for a trade surveillance professional for the Compliance Department. The surveillance team is responsible for monitoring trading in equity and derivatives 8 days ago
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Senior Associate Fund Accountant CIFC Asset Management - New York, NY, United States of including Trade Operations, Investor Relations, Compliance, Legal, Tax and Investment Team. Assisting the management company with quarterly consolidation of applicable funds under GAAP, working 13 days ago
Top locations
- Jersey City, NJ (22)
- Newark, NJ (3)
- Princeton, NJ (3)
- New Brunswick, NJ (3)
- Elizabeth, NJ (3)
- Rahway, NJ (3)
- White Plains, NY (3)
- Greenwich, CT (2)
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