Latest Trade Compliance jobs in Greenwich, CT - JobisJob United States Mobile

47 Trade Compliance Jobs in Greenwich, CT

Junior Attorney (Compliance) Greenwich, CT, United States of capital and currently has approximately $115 billion of assets under management. • Assist the Chief Compliance Officer with matters relating to conflicts of interest, trade reporting, securities filings 13 days ago
In House Counsel Jobs | JDHuntr 39386 Senior Director, Counsel, Trade Compliance, Greenwich, CT In House Jobs | JDHuntr - Greenwich, CT In House Counsel Jobs | JDHuntr 39386 Senior Director, Counsel, Trade Compliance, Greenwich, CT To apply go to JDHuntr.com Enhance trade compliance by developing key global policies, procedures More than 30 days ago
Compliance Associate JCW - Stamford, CT, United States Responsibilities Reviewing and implementing new Compliance policies and procedures for the firm. Assist with Trade Compliance monitoring. Monitor regulatory changes for the firms main regulators including the SEC 27 days ago
Compliance Associate Atlantic Group - , NY, United States Compliance: risk, trade surveillance from a Hedge Fund Bank/Investment Management : Contract Negotiations, NDAs Paralegal with FS Clients : experience with negotiating NDAs, vendor agreements [38061] 7 days ago
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Senior Manager of Site Reliability Engineering - Account Reference Data JPMorgan Chase - Jersey City, NJ around the firm and is critical to the onboarding of clients, trade processing and settlement and regulatory compliance. The cloud-based Account platform is comprised of 81 micro services, supports over 13 17 days ago
Sr. Global Trade Compliance Analyst (Fully Remote..EST Hours) TalentBurst, an Inc 5000 company - New York, NY, United States Sr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST Hours if Sourced outside of East Coast Please make every attempt 23 days ago
Trade Accountant RightClick - Stamford, CT, United States and resolve discrepancies promptly. Maintain and enhance internal controls related to trading activities and ensure compliance with regulatory requirements. Provide detailed financial analysis to support 22 days ago
Trade Compliance Officer Hold Brothers - New York, NY compliance with relevant regulations, laws, and policies Work with traders to ensure that all trades are executed in compliance with regulatory requirements and internal policies Develop and implement policies 110,000 - 150,000 More than 30 days ago
Regulatory Operations Associate (Temp to Perm) Cantor Fitzgerald - New York, NY, United States compliance with applicable trade and transaction reporting regulations. Create, modify and review EBS responses related to front office activities. Conduct delegated supervisory tasks and follow up 20 days ago
Senior Murex Analyst - Commodities QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States as needed. - Collaborate closely with various teams including CM Quants, MOA, and MOE. - Conduct regular training and skills assessments for peers. - Ensure adherence to branch compliance rules. Requirements 22 days ago

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