Latest Trade Compliance jobs in New York - JobisJob United States Mobile

53 Trade Compliance Jobs in New York

Compliance Associate Atlantic Group - , NY, United States Compliance: risk, trade surveillance from a Hedge Fund Bank/Investment Management : Contract Negotiations, NDAs Paralegal with FS Clients : experience with negotiating NDAs, vendor agreements [38061] 8 days ago
Sr. Global Trade Compliance Analyst (Fully Remote..EST Hours) TalentBurst, an Inc 5000 company - New York, NY, United States Sr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST Hours if Sourced outside of East Coast Please make every attempt 24 days ago
Trade Compliance Officer Hold Brothers - New York County, New York compliance with relevant regulations, laws, and policies Work with traders to ensure that all trades are executed in compliance with regulatory requirements and internal policies Develop and implement policies 9 days ago
Regulatory Operations Associate (Temp to Perm) Cantor Fitzgerald - New York, NY, United States compliance with applicable trade and transaction reporting regulations. Create, modify and review EBS responses related to front office activities. Conduct delegated supervisory tasks and follow up 21 days ago
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Senior Murex Analyst - Commodities QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States as needed. - Collaborate closely with various teams including CM Quants, MOA, and MOE. - Conduct regular training and skills assessments for peers. - Ensure adherence to branch compliance rules. Requirements 23 days ago
Trade Compliance Officer Phaxis LLC - New York County, New York pertaining to public equities trading. Proficiency in using Trillium software for trade compliance management. Experience in developing and implementing compliance policies and procedures for public equities 11 days ago
Senior Compliance Officer Global Investment Bank and Broker Dealer - , NY, United States responsibilities include: Developing ongoing policies & procedures & monitoring the Compliance program in accordance with FINRA regulations. Reviewing personal trading activities for all employees in the region 7 days ago
General Counsel/CCO-Private Equity The PeterSan Group and PeterSan Legal Staffing - New York, NY, United States compliance reviews. Update and maintain compliance manuals and procedures, code of ethics program and employee compliance trainings. Administer securities trading policies, including pre-approval of employee 12 days ago
Trade Compliance Officer Social Capital Resources LLC - New York County, New York Job Title: Trade Compliance Officer Responsibilities: Monitor trading activities to ensure compliance with relevant regulations, laws, and policies work with traders to ensure that all trades 21 days ago
Operations Specialist, Interest Rate Derivatives Bernard Nickels & Associates - New York, NY, United States interaction with other Operations teams, Compliance, Credit, and Technology to resolve issues arising from trade execution, client queries, and new business. In addition, we are looking for a strong candidate 26 days ago

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