48 Trade Compliance Jobs in Stamford, CT
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Compliance Associate JCW - Stamford, CT, United States Responsibilities Reviewing and implementing new Compliance policies and procedures for the firm. Assist with Trade Compliance monitoring. Monitor regulatory changes for the firms main regulators including the SEC 13 days ago
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Trade Accountant RightClick - Stamford, CT, United States and resolve discrepancies promptly. Maintain and enhance internal controls related to trading activities and ensure compliance with regulatory requirements. Provide detailed financial analysis to support 8 days ago
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In House Counsel Jobs | JDHuntr 39386 Senior Director, Counsel, Trade Compliance, Greenwich, CT In House Jobs | JDHuntr - Greenwich, CT In House Counsel Jobs | JDHuntr 39386 Senior Director, Counsel, Trade Compliance, Greenwich, CT To apply go to JDHuntr.com Enhance trade compliance by developing key global policies, procedures More than 30 days ago
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Sr. Global Trade Compliance Analyst (Fully Remote..EST Hours) TalentBurst, an Inc 5000 company - New York, NY, United States Sr. Global Trade Compliance Analyst Full Remote Opportunity, candidates can be nationwide Please ensure candidates can work EST Hours if Sourced outside of East Coast Please make every attempt 9 days ago
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Regulatory Operations Associate (Temp to Perm) Cantor Fitzgerald - New York, NY, United States compliance with applicable trade and transaction reporting regulations. Create, modify and review EBS responses related to front office activities. Conduct delegated supervisory tasks and follow up 6 days ago
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Senior Trade Compliance Officer Northrop Grumman - New Malden Clearance Location: New Malden or Cheltenham About Your Opportunity: Northrop Grumman UK Ltd (NGUKL) are seeking a highly motivated Senior Trade Compliance Officer to join our Trade Compliance function based Unspecified 19 days ago
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Senior Murex Analyst - Commodities QUANTEAM - North America (RAINBOW PARTNERS Group) - New York, NY, United States as needed. - Collaborate closely with various teams including CM Quants, MOA, and MOE. - Conduct regular training and skills assessments for peers. - Ensure adherence to branch compliance rules. Requirements 8 days ago
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Operations Specialist, Interest Rate Derivatives Bernard Nickels & Associates - New York, NY, United States interaction with other Operations teams, Compliance, Credit, and Technology to resolve issues arising from trade execution, client queries, and new business. In addition, we are looking for a strong candidate 11 days ago
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Trade Compliance Officer Hold Brothers - New York, NY compliance with relevant regulations, laws, and policies Work with traders to ensure that all trades are executed in compliance with regulatory requirements and internal policies Develop and implement policies 110,000 - 150,000 24 days ago
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Junior Attorney (Compliance) Greenwich, CT, United States of capital and currently has approximately $115 billion of assets under management. • Assist the Chief Compliance Officer with matters relating to conflicts of interest, trade reporting, securities filings 24 days ago
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