144 Compliance Monitoring Jobs in New York, NY - page 2
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Grants & Finance Manager New York Genome Center - New York, NY, United States for proposal submissions, award management, related deliverables, including effort reporting, quarterly expense validations, annual and quarterly fiscal reports, project closeout and monitoring expenses 9 days ago
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Associate - Healthcare Corporate Banking Scotiabank - New York City, NY, US including review of credit presentations, structuring loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Furthermore, the Associate 10 days ago
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Portfolio Analyst Attribution Search - , NY, United States and external investors. Daily duties will include but are not limited to: Updating existing and creating new client portfolio report on a monthly, quarterly and ad hoc basis. Monitoring and analysing performance 8 days ago
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Compliance Manager US Tech Solutions - New York, NY, United States to educate and engage employees and higher-risk third parties. Analyses third-party engagements for potential ethical and compliance risks. Oversees anti-corruption due diligence, oversight, and monitoring 9 days ago
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Head of Capabilities & Data Science - Corporate & Investment Bank Wells Fargo - New York, NY and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk USD 144,400.00 - 300,000.00 per year 11 days ago
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Compliance Associate Cardea Group - New York, NY, United States : Monitoring the firm’s Compliance Calendar to ensure timely compliance with regulatory obligations. Support in overseeing and enforcing the firm’s Code of Ethics. Coordinate peer review processes Conduct 10 days ago
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VP, FCS Compliance Coordinator Crédit Agricole CIB - New York, NY, United States Lines/Support Functions and provide support to Compliance Testing, Compliance Monitoring and Audit missions Identify Compliance issues and gaps and update/maintain Issue Management tracker Escalate 11 days ago
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Deputy Director, Compliance Building Service 32BJ Benefit Funds - New York , New York 10011 , United States include but may not be limited to: Maintaining and updating the Compliance Calendar and monitoring organization-wide compliance with key deadlines. Communicating with union officials, employers, members 11 days ago
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Trade Surveillance Compliance Analyst - Financial Services East End Resources - New York, NY, United States and procedures to ensure compliance of the firm with its legal and regulatory obligations. In this position, tasks will primarily include surveillance and monitoring of trading activity, training and inducting 10 days ago
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Senior Compliance Associate (Commercial Bank) Social Capital Resources - New York, NY, United States Conduct annual and periodic compliance monitoring risk reviews for the Bank’s retail and business customers as well as the Bank’s deposit and lending functions. Conduct annual and periodic compliance 15 days ago
Top locations
- Princeton, NJ (27)
- The Bronx, NY (22)
- Jersey City, NJ (17)
- New Brunswick, NJ (17)
- Brooklyn, NY (14)
- Edison, NJ (13)
- Ridgefield, CT (9)
- Mount Vernon, NY (9)
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