39 Chief Compliance Officer Jobs in New Rochelle, NY
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Chief Compliance Officer Cardea Group - New York, NY, United States General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO 2 days ago
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Chief Compliance Officer Swap Execution Facility BGC Group - New York, NY, United States Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview 2 days ago
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HR Compliance and Benefits Manager Berkley - Greenwich, Connecticut and Monoline Excess. Led by our Executive Chairman, founder and largest shareholder, William. R. Berkley and our President and Chief Executive Officer, W. Robert Berkley, Jr., W.R. Berkley Corporation is well 11 days ago
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HR Manager - Law Firm experience preferred Emergent365 Inc - Hackensack, NJ, United States managerial and administrative support to the Chief Human Resources Officer in the following areas: • All human resource functions of the Firm, continuously evaluating current Firm policies & procedures, make 2 days ago
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Compliance and Legal Analyst SK Capital Partners - , NY, United States Counsel & Chief Compliance Officer. The Compliance and Legal Analyst will support SK Capital in a variety of matters, including regulatory compliance, internal corporate governance, fund formation 10 days ago
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Human Resources Manager ApTask - Hackensack, New Jersey relations and resolution of employment conflicts. Work with Firm personnel to ensure the Firm’s compliance in handling requests for leaves of absence. Coordinate with Chief Human Resources Officer and Payroll Yesterday
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Human Resources Manager-Legal Bernard Nickels & Associates - Hackensack, NJ, United States and resolution of employment conflicts. Work with Firm personnel to ensure the Firm’s compliance in handling requests for leaves of absence. Coordinate with the Chief Human Resources Officer and Payroll 11 days ago
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Compliance Analyst Rutherford - , NY, United States compliance monitoring reports Trade surveillance, monitoring and testing Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings Support the Chief Compliance Officer 8 days ago
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SVP, Senior Sanctions Compliance Officer - WaW/Citigold/CPC Citi - New York, United States and Internal Audit in the evaluation of results and proposed remedial actions, identifying opportunities to conduct more targeted comprehensive reviews. Identifying and escalating to the Chief Sanctions Officer $176,720.00 - $265,080.00 Yesterday
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Compliance Officer Cardea Group - New York, NY, United States Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business. This new hire will sit 8 days ago
Top locations
- New York, NY (33)
- Hackensack, NJ (7)
- Brooklyn, NY (5)
- Jersey City, NJ (2)
- New Hyde Park, NY (2)
- Bridgeport, CT (1)
- Greenwich, CT (1)
- Maplewood, NJ (1)
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